To read this week's Bridging the Week, click here.
- Supplemental CFTC Regulation AT Proposal Generally Criticized as Too Prescriptive
- CFTC Recommends Amendments to CCO Obligations and Annual Reports
- Jay Clayton Sworn In as New SEC Chairperson; CFTC Asks to Be KISSed and Told How to Apply Rules More Efficiently
- CPO Fined US $1 Million for Making Prohibited Loans and Advances to CEO From Funds’ Assets
- Investment Adviser Settles Charges Related to Payment of Distribution Fees From Mutual Fund Assets
New York
