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Bridging the Week

Newsletter | July 13, 2015

To read this week's Bridging the Week, click here.

  • Alleged Fictitious Sales to Facilitate Improper Money Pass Prompts CFTC Injunctive Action and Asset Freeze
  • Santander Holdings Agrees With Fed to Broad Plan to Address Alleged Governance, Risk Management and Capital Planning Deficiencies
  • Five Broker-Dealers to Pay Back More Than US $30 Million to Retirement Accounts and Charities Charged Too Much for Mutual Funds
  • MF Global Investors Reach US $64.5 Million Settlement With John Corzine and Other MF Global Officers and Directors Related to Firm's Collapse
  • ICE to Provide REMIT Reporting for Relevant Wholesale Energy Market Transactions Executed on ICE European Marketplaces
  • FCA Publishes Criteria Used for Formal Enforcement Investigations
  • G-IB Banned From Business by NFA While Principals Suspended for Charging Too Much to Customers
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