Skip to Main Content

Bridging the Week

Newsletter | August 3, 2015

To read this week's Bridging the Week, click here.

  • ESMA Says "No for Now" to Granting Passport Rights to US Fund Managers Under AIFMD
  • BATS Exchange Seeks Expedited Authority to Suspend Alleged Spoofers
  • FINRA Fines Three Broker-Dealers More Than US $2.6 Million for OATS Reporting Violations
  • HK SFC Fines Nomura International US $580,000 for Failing to Timely Disclose Activities of Rogue Trader
  • CME Group Exchanges Sanction Trader Who Allegedly Engaged in Wash Trades to Manage Tax Obligations
  • Phased Roll-Out of New Position Limits Called for at CFTC EEMAC Public Meeting
  • FCA Finds Continued Weakness in Firms' Oversight of Benchmark Activities
  • Industry Participants Respond to ESMA's Call for Input on Virtual Currencies and Distributed Ledger Technology and Discuss Potential Applications
Katten Websites   Careers  |  Alumni  |  Mobile Site
Contact Us   Offices  |  Media Center  |  People  |  Email
Legal Notices   Disclaimer  |  Privacy Notice  |  Cookie Notice  |  United Kingdom Notices  | Accessibility 
Attorney Advertisting. © 2019 Katten Muchin Rosenman LLP