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Bridging the Week

Newsletter | May 4, 2015

To read this week's Bridging the Week, click here.

  • CME Group Summarily Suspends Trading Privileges of Two Traders Without Hearing for Alleged Spoofing and Non-Cooperation
  • State Law Claims Dismissed That Alleged Flash Boys' Advantages Granted by Stock Exchanges
  • SEC's Division of Investment Management Provides Tips to Enhance Cybersecurity at Investment Companies and Advisers
  • International Regulatory Organization Highlights Controls and Practices to Address Risks of Algorithmic Trading at Financial Firms
  • FIA Global Makes Recommendations to Mitigate CCP Risk
  • SEC Proposes Rules Related to Non-Cleared Security-Based Swaps by Non-US Persons Utilizing US Personnel
  • FCStone Sanctioned by CFTC for Supervisory Breakdown in Connection with Position Transfer and by Australian Regulator for Risk and Financial Infractions
  • CFTC Staff Attorney Cleared for Impermissible Forex Trading Based on Advice From Office of General Counsel
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