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Bridging the Week

Newsletter | May 18, 2015

To read this week's Bridging the Week, click here.

  • CFTC Chairman Discloses Second Phase of Regulatory Review Before Senate Committee; Commissioner Giancarlo Questions Position Limits Proposal Before EnergyRisk Summit
  • Non-US Cotton Merchant Fined US $480,000 for Not Filing Mandatory Weekly Reports of Physical Positions
  • Cargill Fined US $300,000 by ICE Futures U.S. for Pre-Trade Communications; Two Related Firms Fined for Transferring Positions
  • FINRA Files Enforcement Action Against Broker-Dealer, Chief Compliance Officer and Others for Unregistered Sales of Securities and Failure to Supervise
  • New Meaning for Old Words: When Golf References Are Allegedly Codes for Insider Trading, and Deflategate Is Allegedly Only About Weight Loss
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