To read this week's Bridging the Week, click here:
- FCA Sanctions Bank of Beirut, Former Compliance Officer and Former Internal Auditor for Providing Misleading Information Regarding AML Systems and Controls Remediation
- Deutsche Bank AG Fined $650,000 by IFUS for Documentation Lapses Related to EFRPs
- Broker-Dealer Fined by SEC for Lax Supervision and Violating Customer Protection Rules in Connection With Oversight of Salespersons Who Stole Customer Funds
- European Court Rules That ECB Wrong to Mandate Clearinghouses Clear Euro-Denominated Trades in Eurozone Only
- LME Proposes Further Reforms to Reduce Warehouse Delivery Delays
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