To read Bridging the Week click here:

  • CFTC Commissioner Raises Ghost of HanMag Securities to Discuss Clearinghouse Risk Management Issue
  • LCH.Clearnet Weighs in on Clearinghouse Issues, Too
  • Futures Trader Charged With Stealing Proprietary Trading Code From Former Trading Firm
  • UBS Securities Sanctioned by CBOT and NYMEX for Block Trade Errors
  • NERA Cost-Benefit Review of CFTC’s Proposed Uncleared Swaps Margin Requirements Suggests Domestic Participants May Be Treated Unfairly
  • BIS Says US “Largely Compliant” With International Basel Capital Standards for Banks
  • ESMA Seeks Views on AIFMD Asset Segregation Proposal
  • FCA Consults on Good Practices for Multilateral Trading Facilities
  • IIROC Confirms Part-time CFOs Okay for Member Firms
  • NFA Issues Guidance on Annual Affirmation Requirement for Firms Operating as CTAs or CPOs But Exempt or Excluded From Registration