To read this week's Bridging the Week, click here:
- CFTC Commissioner Laments Flawed US Swaps Trading Model
- Sentinel Management Former CEO Sentenced to 14 Years in Prison for Fraud; Former Head Trader Receives Eight-Year Term
- Oppenheimer & Co. Fined US $20 Million by FinCEN and SEC for AML Offenses and Aiding and Abetting Registration Violations in Connection With Sale of Penny Stocks
- CME Conforms Its Large Trader Reporting Requirements to CFTC OCR Requirements
- Broker-Dealer Fined by FINRA for E-Mail Reviews That Failed to Capture Certain Types of E-Mails
- Canadian Securities Administrators Seek Comment on Proposed Swaps Trading Facilities Framework
- Another Week, Another Regulator—IIROC—Identifies 2015 Examination Priorities
- IMF Working Paper Suggests Additional Measures Necessary to Manage Systemic Risks of CCPs; ISDA Offers Ideas Too