To read this week's Bridging the Week, click here:

  • CFTC Commissioner Laments Flawed US Swaps Trading Model
  • Sentinel Management Former CEO Sentenced to 14 Years in Prison for Fraud; Former Head Trader Receives Eight-Year Term
  • Oppenheimer & Co. Fined US $20 Million by FinCEN and SEC for AML Offenses and Aiding and Abetting Registration Violations in Connection With Sale of Penny Stocks
  • CME Conforms Its Large Trader Reporting Requirements to CFTC OCR Requirements
  • Broker-Dealer Fined by FINRA for E-Mail Reviews That Failed to Capture Certain Types of E-Mails
  • Canadian Securities Administrators Seek Comment on Proposed Swaps Trading Facilities Framework
  • Another Week, Another Regulator—IIROC—Identifies 2015 Examination Priorities
  • IMF Working Paper Suggests Additional Measures Necessary to Manage Systemic Risks of CCPs; ISDA Offers Ideas Too