About Rong Zhao

Rong Zhao advises investment managers, trading firms, institutional investors and others in the financial services industry on transactional, corporate and regulatory matters.

Providing insights on investments, hedge funds and joint ventures

Rong is highly skilled in the organization and operation of hedge funds, single-investor, private equity funds and joint ventures. He counsels commodity pool operators and trading advisers as well as proprietary trading and investment advisory firms.

In addition, Rong prepares and negotiates investment management, joint venture and employment agreements. He advises clients on matters of exemption, registration and compliance of various securities acts. These include Securities Act of 1933, Securities Exchange Act of 1934, Investment Advisers Act of 1940, Investment Company Act of 1940, Commodities Exchange Act and subsequent regulations.

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Practice Focus

  • Financial services
  • Futures and derivatives
  • Public funds
  • Financial services regulatory and compliance
  • Proprietary trading firms
  • Private funds and investment management
  • Distributed ledger products, services and technology