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Katten Partners Explain CFTC's Final Rules Regulating CPOs and CTAs in Journal of Investment Compliance

Firm News | June 18, 2012
Partners Kenneth Rosenzweig, Wendy Cohen, Marilyn Selby Okoshi and Fred Santo co-authored an article in the Journal of Investment Compliance explaining the final rules adopted by the Commodity Futures Trading Commission (CFTC) Part 4 regulations governing pool operators (CPOs) and commodity trading advisors (CTAs). The article discusses changes to CPO registration exemptions and additional reporting obligations for registered CPOs and CTAs. ("CFTC Adopts Significant Changes to CPO and CTA Registration and Compliance Requirements", June 18, 2012.)
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