Partner Mark Wood will speak on "Effects of ’34 Act Registration" at 10:15 a.m. on Thursday, October 28.

Topics that will be discussed in his presentation include:

  • Filing requirement "triggers" – Sections 12(b), 12(g) and 15(d)
  • Filing requirements under Section 13
  • Filing requirements under Section 14
  • Filing requirements under Section 16
  • Third party filings (e.g., Schedules 13D, 13G, Forms 3, 4 and 5)

For more information, click here.

University of Chicago Gleacher Center