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Do You Need to Register as a US Investment Advisor? A Practical Guide to Navigating the US Regulatory Regime

Seminar | February 17, 2011

Partners Henry Bregstein, Allison Yacker and Edward Black will speak on "Do You Need to Register as a US Investment Advisor? A Practical Guide to Navigating the US Regulatory Regime" at 8:30 a.m. on Thursday, February 17.

Topics that will be discussed at the seminar include:

  • Who may be required to register
  • Special issues for non-US advisers
  • Tackling the compliance process
  • Additional US compliance requirements for FSA regulated firms

Oriental Room
London Capital Club

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