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Current Status Report on the Redesign of the Architecture of Financial Regulation

Seminar | October 27, 2009

Partners Gary Distell, Kevin Foley, Jack Governale, Arthur Hahn and Marilyn Selby Okoshi will present "Current Status Report on the Redesign of the Architecture of Financial Regulation" from 8:00-10:00 a.m. on Tuesday, October 27.

The presentation will include:

  • Regulation of OTC Derivatives
    - Centralized Clearing
    - Margin and Capital Requirements
    - Swap Dealer Registration and Regulation
    - Major Swap Participant Registration and Regulation
  • CFTC Position Limits, Hedge Exemption, Index Exemption, Exchange Traded and OTC Derivative Reporting Obligations
  • International Reach and Implications, Including Foreign Exchanges
  • SEC/CFTC Harmonization
  • Short Selling, Flash Orders, Market Making and Dark Pools
  • Regulation of Investment Advisers and Private Funds
  • Heightened Fiduciary Standards for Broker-Dealers
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