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Corporate and Financial Weekly Digest - Volume IV, Issue 35

Newsletter | September 11, 2009

In this issue of CFWD we discuss:

  • NYSE Proposes Changes to Its Corporate Governance Listing Standards
  • Eighth Circuit Affirms PSLRA Dismissal for Failure to Specify Misleading Statements
  • Court Denies Request to Dismiss Claims That Officer Improperly Accrued Reserve Funds
  • NYSE Arca Establishes Risk Management Gateway Service
  • NYSE Arca Files Changes to Equities Rules
  • NFA Proposes Quarterly Reporting Requirement for CPOs
  • CFTC Implements New Transparency Initiatives
  • Steven Schoenfeld Appointed Director of Division of Market Oversight
  • FDIC Board Approves Phase-Out of Temporary Liquidity Guarantee Program
  • Geithner Testifies Before Congress
  • Google Electronic Book Settlement Draws Objections
  • Fiduciary Insurance Does Not Cover Alleged COBRA Violation
  • FSA Issues Market Watch 33
  • FSA Fines Manager for Suspicious Transaction Reporting Failure

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