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Corporate and Financial Weekly Digest - Volume III, Issue 40

Newsletter | October 31, 2008

In this issue of CFWD we discuss:

  • SEC Division Director White Draws CD&A Lessons from TARP and 2008 Filings
  • Fugitive Not Entitled to Litigate by Mail
  • “Foreign-Cubed” Securities Lawsuit Dismissed
  • FINRA Proposes Rule Changes Regarding Research Quiet Period
  • CBOE Files Proposed Rules Governing Minimum Size Requirement for Quotations
  • Nasdaq and NYSE Arca Eliminate CROP/SROP Requirements
  • FinCEN Withdraws Dated Anti-Money Laundering Rule Proposals
  • House Financial Services Committee Will Hold TARP Oversight Hearing
  • SEC Holds Roundtable on EESA Accounting Study
  • DOL Sues Investment Adviser for Steering ERISA Clients into a Fund from Which It Received Fees
  • Federal Bank Regulators Issue Guidance on Tax Effect of Losses on Fannie Mae and Freddie Mac Preferred Stock
  • Treasury Issues Summary List of Bank Transactions Closed Under TARP Capital Purchase Plan
  • FDIC and Treasury Consider Proposal to Assist Homeowners
  • FSA Amends Short Selling Disclosure Regime
  • FSA Publishes Feedback on Unauthorized Trading and Market Abuse Controls

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