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Corporate and Financial Weekly Digest - Volume IV, Issue 20

Newsletter | May 22, 2009

In this issue of CFWD we discuss:

  • SEC Proposes New Shareholder Proxy Access Rules
  • Supreme Court to Rule on Constitutionality of PCAOB
  • Discovery Stay in Securities Action Lifted to Avoid Undue Prejudice
  • Proposed Motion to Intervene in Derivative Securities Action Denied
  • FINRA Proposes Rules Governing Suitability and Know-Your-
    Customer Obligations
  • SEC Approves Changes to Forms U4 and U5
  • CFTC Extends Comment Period on Swap Dealer Hedge Exemption
    Concept Release
  • Gensler Confirmed as CFTC Chairman, Chilton Nominated for Second Term
    as Commissioner
  • SEC Requests Independent Confirmation of Advisor Assets
  • SEC Proposes Amendments to the Custody Rule
  • Federal Reserve Announces Amendments to Reserve Requirements
  • OTS Issues CEO Bulletin for Other-Than-Temporary Impairment for
    Debt Securities
  • Federal Reserve Adds Legacy CMBS to TALF
  • Court Dismisses Technological Tying Claim From iPod/iTunes Antitrust
    Class Action
  • FSA Bans Trader for Overnight Concealment of Trading Position

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