Skip to Main Content

Corporate and Financial Weekly Digest - Volume IV, Issue 17

Newsletter | May 1, 2009

In this issue of CFWD we discuss:

  • SEC’s Division of Corporation Finance Updates Its C&DIs
  • SEC to Propose Proxy Access Rules This Month
  • Federal Court Rules Against SEC In An Insider Tipping Case
  • Federal Court Denies Motion to Vacate Arbitration Award
  • FINRA Proposes Amendments to Expand BrokerCheck Disclosure
  • NYSE Arca Proposes Rule 6.62 Amendments
  • CBOE Proposes Changes to Obvious Error Rules
  • Court Revives Vicarious Liability Claims Against Amaranth Master and Feeder Funds for Market Manipulation
  • New York, Illinois Ban Payments for Investment of State Retirement Funds
  • CFTC Adopts Final Definitions of “Public Director”
  • CFTC’s Energy and Environmental Markets Advisory Committee to Hold
    Public Meeting
  • Treasury Announces Receipt of Applications to Become Fund Managers Under Public Private Investment Program
  • FinCEN Releases Guidance Regarding Currency Transaction Reporting
  • Senate Defeats Mortgage Bankruptcy Cramdown Amendment
  • FRBNY Issues Guide to Investors on Obtaining TALF Loans
  • Maryland Passes Law Making Resale Price Maintenance Per Se Illegal
  • FSA Fines and Bans Manager for Mismarking Trading Positions to Hide Losses
  • European Commission Announces Proposed Alternative Investment Fund Managers Directive
  • Commission Announces Two Recommendations on Remuneration

Katten Websites   Careers  |  Alumni  |  Mobile Site
Contact Us   Offices  |  Media Center  |  People  |  Email
Legal Notices   Disclaimer  |  Privacy Notice  |  Cookie Notice  |  United Kingdom Notices  | Accessibility 
Attorney Advertisting. © 2019 Katten Muchin Rosenman LLP