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Corporate and Financial Weekly Digest - Volume IV, Issue 33

Newsletter | August 21, 2009

In this issue of CFWD we discuss:

  • SEC Issues Updated Compliance and Disclosure Interpretations
  • SEC Recommends Additional MD&A Disclosures Regarding Loan Losses
  • Statutory Stay of Discovery Lifted to Require Identification of Third Parties and Permit Service of Document Preservation Subpoenas
  • Indictment Charging Cherry-Picking Scheme Partially Dismissed on
    Limitations Grounds
  • SEC Approves FINRA Rule Regarding Public Offerings and Member Firm Conflicts of Interest
  • NASDAQ OMX BX Proposes to Eliminate “Fast Market” Rule
  • SEC Approves Proposed Rule Change to Permit Tied Hedge Transactions
  • CFTC Suggests Enhancements to Treasury Legislative Proposal
  • CFTC to Determine Whether CCX Contracts Perform Price Discovery Function
  • CFTC Amends Foreign Access Relief Granted to ICE Futures Europe
  • Comments Requested on CME Request to Hold CDS Margin with
    Segregated Funds
  • CFTC and SEC Announce Joint Meetings on Regulatory Harmonization
  • FDIC Announces Open Meeting
  • Banking Agencies Release Community Reinvestment Act Lending Data
  • Executor Has No Right to Challenge Insurable Interest of Beneficiary Under California Law
  • Parties to Abandon Heart Assist Equipment Acquisition After FTC Challenge
  • Special Master to Review TARP Executive Pay Plans
  • FSA Restates Its Approach on Informal Guidance
  • FSA Addresses Potential Issues for Activist Shareholders
  • FSA and CFTC Announce Regulatory Cooperation in Surveillance of Oil Markets

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