Skip to Main Content

Corporate and Financial Weekly Digest - Volume IV, Issue 15

Newsletter | April 17, 2009

In this issue of CFWD we discuss:

  • Amendments to Delaware Corporate Law Regarding Shareholder Proxy Access
  • New Director of SEC Division of Corporation Finance Named
  • Purchases of Condominiums Were Not Investment Contracts Under the Federal Securities Laws
  • Third Circuit Reinstates Conviction for Conspiracy to Commit Securities Fraud
  • FINRA Filing Makes Changes to Form U4 and U5
  • FINRA Adopts Limited Exception to Trade Reporting Rules
  • SEC Approves Three Rules for the Consolidated FINRA Rulebook
  • NASDAQ OMX PHLX Proposes Enhancements to Electronic Trading System
  • CFTC Adopts Procedures for Confidential Treatment Requests
  • CFTC Approves New NFA Rules Regarding Forex Orders
  • OTS Issues Mortgage Scam Alert
  • FRBNY Responds to Congressional Oversight Panel Inquiry and Promises to Release Guidance on TALF Investment Funds
  • IRS Issues REMIC Guidance on Home Affordable Modification Program

Katten Websites   Careers  |  Alumni  |  Mobile Site
Contact Us   Offices  |  Media Center  |  People  |  Email
Legal Notices   Disclaimer  |  Privacy Notice  |  Cookie Notice  |  United Kingdom Notices  | Accessibility 
Attorney Advertisting. © 2019 Katten Muchin Rosenman LLP