To read this week's Bridging the Week, click here.
- SEC Overturns CBOE Determination That Individual Traders of Two Omnibus Accounts Were Customers Requiring Application of Customer Identification Rule
- Trader Sanctioned Over US $3 Million by CME Group for Trading on Confidential Employer Information; Both He and Wife Barred From Exchange Trading
- DOJ and SEC Charge Former FDA Official With Obtaining Confidential Information To Fuel Insider Trading by Hedge Fund Managers
- CFTC Tells Court That Meaning of Spoofing Is Clear in Case Against Trader
- CFTC Seeks Public Comment on IFUS Proposed Block Trade Guidance Change
- Private Fund Administrator Settles Charges With SEC for Not Acting on Red Flags of Possible Fraud
New York
