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  • FiNCEN Finalizes Rules Requiring Banks, Broker-Dealers, FCMs, Mutual Funds and IBs to Help Verify Beneficial Owners of Certain Accounts
  • NYS Approves Trading of Ether, a Bitcoin Alternative Cryptocurrency
  • FINRA Reminds Members of Large Options Positions Reporting Requirements
  • Broker-Dealer Sanctioned US $25 Million by FINRA for Variable Annuity Sales Offenses