Skip to Main Content

Regulatory and Cross-Border Issues for Proprietary Trading Firms

Seminar | February 4, 2016

Katten Muchin Rosenman UK LLP will host the panel discussion, "Regulatory and Cross-Border Issues for Proprietary Trading Firms" at 5:00 p.m. (GMT) on Thursday, February 4 with the following Financial Services partners serving as panelists: Janet Angstadt, Christian Hennion, Carolyn Jackson, Nathaniel Lalone, Neil Robson and Lance Zinman. The session will address the following topics:

  • updates on MiFID II;
  • Brexit implications;
  • senior managers and the certification regime;
  • cybersecurity initiatives;
  • Regulation AT;
  • SEC/FINRA proposals for algorithmic and proprietary traders;
  • tax concerns and structuring implications; and
  • advisory and pool registration pitfalls.

To register for the program, click here.

To view the presentation slides, click here.