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Bridging the Week

Newsletter | September 14, 2015

To read this week's Bridging the Week, click here.

  • Alleged Flash Crasher's Formal Indictment Provides More Details Regarding His Purported Spoofing
  • US Justice Department to Emphasize Naming Individuals in Corporate Misconduct Civil and Criminal Actions
  • NFA Proposes Cybersecurity Guidance
  • CFTC Chairman Considers Delegating Non-Enumerated Hedging Exemptions to Exchanges; Aggregation Proposal on the Table
  • BDO and Five Partners Charged by SEC for Issuing Misleading Unqualified Audit Opinions
  • Forex Capital Markets Settles With CFTC for Allegedly Not Providing Adequate Oversight of Fraudulent Pool
  • FCA Says Commodities Trading Firms' and Brokers' Awareness of Market Abuse Risk Is Poor
  • CFE Sanctions FCMs for Failing to Timely File Form 102s and Submit Large Trader Reporter Data Properly
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