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Cross-Border Security-Based Swap Transactions: Regulatory Updates for 2016 and Beyond

Presented by The Knowledge Group
Webinar | December 15, 2015

Carolyn Jackson, a partner in the Financial Services practice, will host a webinar,"Cross-Border Security-Based Swap Transactions: Regulatory Updates for 2016 and Beyond" on Tuesday, December 15 at 12:00 p.m. (ET). Carolyn will review past regulations and discuss the nuances and importance of the changed rules. She will discuss the implications of the new rules for cross-border security-based swap transactions, and share best practices in identifying and mitigating risk in cross-border security-based swap transactions.

Webinar Topics

  • An overview of Title VII of the Dodd–Frank Wall Street Reform and Consumer Protection Act
  • Security-based swap (SBS) transactions updates
  • De minimis counting requirements
  • De minimis exceptions
  • External business conduct requirements
  • Framework for external business conduct
  • SBS trade execution
  • Scope and limitation of the rules
  • Costs and benefits of the proposed rules
  • Regulatory developments
  • Risk mitigation and compliance

For more information or to register for the webinar, click here.