Financial Services attorneys Jack Governale, David Dickstein and Christian Hennion will present Session I of this two-part panel discussion at 5:15 p.m. on Thursday, February 6. “Portfolio Management Issues” will address the following topics:

  • compliance with investment guidelines and suitability;
  • side-by-side management, allocations and personal trading;
  • Regulation M Rule 105; and
  • proxy voting.

Session II, “Trading Issues,” will take place on Thursday, February 20.

Katten Muchin Rosenman LLP
575 Madison Avenue
New York