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  • CFTC Postpones Swap Dealer Compliance Date for OTC Swaps Variation Margin Requirements; Other Regulators Likely to Exercise Forbearance
  • Futures Traders Resolve SROs' Disciplinary Actions Related to Alleged Non-Bona Fide EFRPs, Wash Sales, Position Limits Violations and Disruptive Practices
  • ICE Futures Issues Guidance Regarding Identification Requirements for Orders Placed Through Its Electronic Trading System
  • NYS Requires State-Regulated Financial Services Institutions to Maintain Cybersecurity Program
  • Australian Regulator Sanctions Broker for Engaging in Pre-Negotiated Futures Transactions With Client Without Requisite Time Delay
  • Broker-Dealer Settles SEC Charges Related to Alleged Compliance and Trading Surveillance Breakdowns
  • Continuing to Make Regulations Great Again: White House Implements More Steps to Reduce Regulatory Burdens