To read this week's Bridging the Week, click here.
- Alleged Flash Crasher Navinder Sarao Loses Final Effort To Avoid US Extradition
- CFTC Requires All Non-US Consolidated Subsidiaries of US Parents To Count All Swaps in De Minimis Threshold in Proposed Cross-Border Rules
- SEC Imposes Tougher Liquidity Requirements on Mutual Funds; Defers Decision on Derivatives
- Just Calling Sam Is Inadequate Substitute for Robust AML Procedures, Even at Small Broker-Dealer Rules FINRA Adjudicatory Council
- Investment Adviser and Supervisor Resolve SEC Charges They Failed to Supervise Employee Who Engaged in Insider Trading
- COMEX and NYMEX Should Increase Testing of Position Limits Exemptions Says CFTC in Rule Review
- Federal Court Finds No Possible Manipulation of US Treasury Markets Where No Allegation of Intent
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