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  • CME Group Settles With Trading Firm for Spoofing-Type Offenses, Holding It Strictly Liable for Acts of Agents; Orders Disgorgement of Profits
  • ICE Futures US Proposes To Authorize Settlement of Certain Forward Contracts and Swaps through EFRPs
  • Pre-Hedging of Block Traders Permitted by Principals To Block Trades Prior to Trade Finalization Under Ice Futures US Proposed Guidance Clarification
  • Bank Settles With SEC For Alleged Overstatements of Assets Under Management To Attract New Business
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