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- CME Group Settles With Trading Firm for Spoofing-Type Offenses, Holding It Strictly Liable for Acts of Agents; Orders Disgorgement of Profits
- ICE Futures US Proposes To Authorize Settlement of Certain Forward Contracts and Swaps through EFRPs
- Pre-Hedging of Block Traders Permitted by Principals To Block Trades Prior to Trade Finalization Under Ice Futures US Proposed Guidance Clarification
- Bank Settles With SEC For Alleged Overstatements of Assets Under Management To Attract New Business