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- NFA Proposes Requiring CTAs and CPOs To File Certain Financial Ratio Information
- Federal Reserve Recommends Repeal of Financial Holding Company's Authority To Invest in Commodity Firms
- Another Day, Another Large SEC Whistleblower Award; CFTC Proposes To Update Its Whistleblower Rules
- CFTC Says Japan's Uncleared Swaps Margin Rules Comparable to Its Own; Commissioner Bowen Vehemently Objects
- CME Group Files and Settles Disciplinary Actions Alleging Layering, Impermissible Transitory EFRPs and a Transfer Trade
- DCO, DCM, SEF and SDR System Safeguard Rules Approved by CFTC