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Ross Pazzol focuses his practice on a broad range of financial services matters. He concentrates on, and has significant experience in, the regulation of broker-dealers, futures commission merchants, investment companies and hedge funds, clearing houses and investment advisers. He also has significant experience in all aspects of exchange-traded and over-the-counter derivatives transactions and securities financing and lending arrangements, and assists clients in understanding the documentation issues and regulatory and credit considerations that arise in connection with these transactions. He also represents hedge funds, commodity pools and proprietary trading firms on a wide variety of corporate and regulatory matters, and has advised a number of financial services firms on mergers and acquisitions, private securities offerings and general employment matters.
Mr. Pazzol is a member of the Futures Industry Association Law & Compliance Division and serves on a number of ISDA Working Group committees. Mr. Pazzol began his career in the U.S. Securities and Exchange Commission's Division of Market Regulation.
Mr. Pazzol earned his Bachelor of Science from the University of Illinois, Urbana-Champaign in 1982, where he was a member of Phi Beta Kappa. He received his Juris Doctor from Loyola University of Chicago School of Law in 1987, where he served as the articles editor for the Loyola Law Review. He is admitted to practice in Illinois.
News & Publications
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October 31, 2011
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Client Advisories and Bulletins
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October 5, 2011
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Client Advisories and Bulletins
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September 12, 2011
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Client Advisories and Bulletins
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August 18, 2011
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Client Advisories and Bulletins
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August 3, 2011
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Client Advisories and Bulletins
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July 28, 2011
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Client Advisories and Bulletins
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June 28, 2011
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Client Advisories and Bulletins
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June 23, 2011
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Client Advisories and Bulletins
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June 20, 2011
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Client Advisories and Bulletins
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April 14, 2011
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Client Advisories and Bulletins
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February 24, 2011
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Client Advisories and Bulletins
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January 18, 2011
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Client Advisories and Bulletins
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January 18, 2011
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Client Advisories and Bulletins
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January 6, 2011
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Client Advisories and Bulletins
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December 17, 2010
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Client Advisories and Bulletins
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November 16, 2010
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Client Advisories and Bulletins
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November 5, 2010
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Client Advisories and Bulletins
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October 6, 2010
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Client Advisories and Bulletins
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August 4, 2010
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Client Advisories and Bulletins
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June 10, 2010
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Client Advisories and Bulletins
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May 27, 2010
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Client Advisories and Bulletins
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May 20, 2010
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Client Advisories and Bulletins
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March 17, 2010
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Client Advisories and Bulletins
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March 5, 2010
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Client Advisories and Bulletins
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February 26, 2010
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Client Advisories and Bulletins
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January 29, 2010
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Client Advisories and Bulletins
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January 25, 2010
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Client Advisories and Bulletins
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November 19, 2009
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Client Advisories and Bulletins
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August 31, 2009
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Client Advisories and Bulletins
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August 18, 2009
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Client Advisories and Bulletins
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August 13, 2009
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Client Advisories and Bulletins
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July 30, 2009
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Client Advisories and Bulletins
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July 10, 2009
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Client Advisories and Bulletins
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May 15, 2009
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Client Advisories and Bulletins
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April 2009
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Articles
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April 9, 2009
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Client Advisories and Bulletins
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January 16, 2009
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Client Advisories and Bulletins
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October 28, 2008
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Client Advisories and Bulletins
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September 2008
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Client Advisories and Bulletins
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September 8, 2008
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Client Advisories and Bulletins
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August 2008
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Client Advisories and Bulletins
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August 2008
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Client Advisories and Bulletins
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July 2008
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Client Advisories and Bulletins
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July 2008
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Client Advisories and Bulletins
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June 2008
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Client Advisories and Bulletins
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December 20, 2007
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Firm News
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Events
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May 24, 2011
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Presented by Women Investment Professionals
Chicago, Illinois
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October 07, 2010
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Presented by the Alternative Investment Management Association
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May 05, 2010
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Presented by Women Investment Professionals
Chicago, Illinois
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March 18, 2010
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New York, New York
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March 10, 2010
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Presented by the CBA Futures & Derivatives Law Committee
Chicago, Illinois
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February 25, 2010
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Chicago, Illinois
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June 25, 2009
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Chicago, Illinois
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April 16, 2009
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Chicago, Illinois
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March 10, 2009
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Presented by the New York City Bar
New York
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Education
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J.D., Loyola University Chicago School of Law, 1987
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B.A., University of Illinois, 1982
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