Katten Muchin Rosenman LLP | News & Publications

Displaying 479 results for: Advisories

June 17, 2013	PSO Reminder: Hospitals Need to Contract with a PSO in Order to Participate in State Insurance Exchanges Advisories
June 14, 2013	California Updates Energy Use Disclosure Requirements Advisories
June 5, 2013	Ninth Circuit Holds That Debt Can Be Recharacterized as Equity Advisories
April 12, 2013	EMIR: An Overview of the New Framework Advisories
April 12, 2013	Be Prepared: New Commercial Lease Disclosure Requirements Under California Disability Access Laws Take Effect July 1, 2013 Advisories
April 11, 2013	Illinois House Considers Bill to Allow “Bonding Off” of Mechanics Liens Advisories
March 27, 2013	SDLT Schemes: The Good, The Bad and The Ugly Advisories
March 19, 2013	The Alternative Investment Fund Managers Directive – How Does It Affect Non-EU Managers? Advisories
March 13, 2013	IRS Releases Audit Memorandum on Another HTC Transaction Advisories
March 15, 2013	Illinois Legislature Tilts the Balance Against Lenders in Failed Construction Projects Advisories
March 11, 2013	Protect Your Trademark Online: Global Trademark Clearinghouse to Begin Accepting Submissions Advisories
February 28, 2013	IRS and US Department of Labor Continue to Expand, Encourage and Simplify Correction Programs in 2013 Updates to EPCRS and DFVCP Advisories
February 28, 2013	Illinois Supreme Court Issues New Procedural Rules for Foreclosures Advisories
February 28, 2013	The Limits of Delegation Under the Alternative Investment Fund Managers Directive Advisories
February 25, 2013	Foreign Listed Stock Index Futures and Options Approvals Chart Advisories
February 25, 2013	Head of SEC Investment Management Division Announces Top Regulatory Priorities Advisories
February 25, 2013	DOL Issues Guidance for ERISA Plans to Engage in Cleared Swaps Advisories
February 20, 2013	Promises to Keep—Lender Beware: California Supreme Court Expands Parol Evidence Fraud Exception Advisories
February 14, 2013	The European Financial Transaction Tax Proposal Returns Advisories
February 11, 2013	California Does It Again! Advisories
January 31, 2013	First Compliance Period Underway for California’s AB32 Cap-and-Trade Program Advisories
January 29, 2013	Final HIPAA Rule Has Sweeping Impact on Covered Entities and Business Associates Advisories
January 16, 2013	Estate Planning After the Fiscal Cliff Deal Advisories
January 11, 2013	The FTC’s Interim Final Red Flags Rule: What It Means for Non-Bank, Short-Term Consumer Lenders Advisories
January 8, 2013	The End of Unlimited FDIC Insurance: How Banks Can Retain—and Depositors Can Protect—Their Uninsured Deposits Advisories
January 2, 2013	Privacy Policies Now a Must for Mobile Apps Advisories
December 20, 2012	CFTC Approves Final Rule Requiring Recording of Oral Communications Advisories
December 19, 2012	Preparing for UK Regulatory Change: An Overview of the New Framework Advisories
December 13, 2012	Ninth Circuit Prohibits Bankruptcy Courts from Entering Judgments on Fraudulent Conveyance Claims Against Non-Claimants Advisories
December 5, 2012	Proxy Statement Attacks Continue Advisories
November 20, 2012	2012 Year-End Estate Planning Advisory Advisories
October 29, 2012	A New Wave of Say-on-Pay and Executive Compensation Proxy Litigation Advisories
October 22, 2012	California Sets Schedule for Non-Residential Building Energy Disclosures Advisories
October 9, 2012	US Customs and Border Protection Formally Opens ISA Eligibility to Importers Who Have Undergone Focused Assessments Advisories
September 18, 2012	California’s AB 506 Process: What Creditors Can Expect in the Wake of California Municipal Bankruptcies Advisories
September 17, 2012	SEC Proposes Rule Amendments to Permit General Solicitation in Rule 506 and 144A Offerings, Including Offerings by Hedge Funds and Other Private Funds Advisories
September 7, 2012	CFTC, SEC Finalize Swap Product Definitions Advisories
September 4, 2012	Third Circuit Strikes Down Historic Tax Credit Deal Advisories
August 31, 2012	SEC Adopts Final Rules Regarding Conflict Minerals Disclosure Advisories
July 17, 2012	Trademark Licensee’s Rights Survive Rejection of License in Bankruptcy in Sunbeam Decision Advisories
July 10, 2012	The CFTC’s Proposed Guidance on Cross-Border Swap Regulation and Proposed Exemptive Order Advisories
July 2, 2012	SEC Adopts Final Rule Requiring Exchanges to Establish Listing Standards Regarding Independence of Compensation Committees and Compensation Advisers Advisories
June 21, 2012	In Terrorem Impact of Securities Class Actions May Increase After Amgen Advisories
June 15, 2012	New Generic Top-Level Domain Names: What Brand Owners Need to Know Advisories
June 8, 2012	July 1 Deadline Approaches for Disclosure of Compensation and Fees to ERISA Plans Advisories
June 7, 2012	Illinois Appellate Court Upholds Application of Patient Safety Act to Deny Access to State's Subpoena for Walgreens’ Medication Error Incident Reports Advisories
June 5, 2012	U.S. Supreme Court Upholds Right of Secured Creditors to Credit Bid Under Chapter 11 Plan Advisories
May 10, 2012	CFTC and SEC Adopt Final Rules Further Defining “Swap Dealer,” “Major Swap Participant” and “Eligible Contract Participant” Advisories
April 20, 2012	Managers of Private Investment Vehicles—Including Private Equity, Real Estate and Securitization Vehicles—That Use Futures or OTC Derivatives Should Consider Claiming CFTC 4.13(a)(4) Exemption by April 23, 2012 Advisories
April 17, 2012	Hedging Interest and FX Hedging: The Consequences of Having US Investors Advisories
March 30, 2012	The JOBS Act: Congress Overhauls Laws Governing Capital Raising for Most Issuers and Reporting for New Public Companies Advisories
February 29, 2012	The SEC’s Heightened Scrutiny of Broker-Dealer Municipal Securities Underwriting and Public Entity Sales Practices Advisories
February 29, 2012	President Obama Establishes Interagency Trade Enforcement Center Advisories
February 22, 2012	All Advisers to Registered Investment Companies Need to Evaluate Their Exposure to CFTC Regulation After Recent Rule Amendment Advisories
February 21, 2012	CMS Issues Proposed 60-Day Rule for Reporting and Returning of Overpayments Advisories
February 15, 2012	CFTC Adopts Final Business Conduct Standards for Swap Dealers and Major Swap Participants Advisories
February 14, 2012	CFTC Adopts Significant Changes to CPO and CTA Registration and Compliance Requirements Advisories
February 6, 2012	New Rules for U.S. Withholding on Dividend-Equivalent Payments Advisories
February 1, 2012	IRS Releases Guidance on Foreign Financial Asset Reporting Advisories
January 24, 2012	Delaware Bankruptcy Court Dismisses Chapter 11 Petition of Mezzanine Borrower as Filed in Bad Faith Advisories
January 19, 2012	CFPB Issues Examination Procedures for Short-Term, Small-Dollar Loans Advisories
January 11, 2012	Offshore Voluntary Disclosure Program Reopens Advisories
November 23, 2011	2011 Year-End Estate Planning Advisory Advisories
November 14, 2011	Volcker Rule Permits Bank-sponsored Hedge Fund Access Platforms Advisories
November 10, 2011	CMS Issues Final ACO Regulations Advisories
November 8, 2011	Chicago City Council Amends Vacant Building Ordinance to Address Mortgage Lender Concerns Advisories
October 31, 2011	MiFID II—How It Affects Proprietary Traders and Algorithmic Traders Advisories
October 24, 2011	MPF Rate Increases by More Than 60%; Customs to Issue Retroactive Bills to October 1 Advisories
October 11, 2011	Lehman Brothers Court, Building on SemCrude and Swedbank Decisions, Denies Triangular Setoff by Swap Counterparty Advisories
October 5, 2011	SEC and MSRB Withdraw Municipal Advisor Proposals Advisories
September 30, 2011	CBP to Reconsider Adverse Treatment of Post-Import Value Adjustments Made Under Transfer Pricing Agreements Advisories
September 29, 2011	Treasury Issues Proposed Regulations Treating CDS as NPCs Advisories
September 28, 2011	ZING VII—Implications for the Bankruptcy Remoteness of Special Purpose Entities Advisories
September 21, 2011	Alternative Pay to Play Recordkeeping Requirements Approved for Advisers to Registered Funds Advisories
September 12, 2011	Guide to Investment Adviser Registration Advisories
September 9, 2011	Congress Passes Patent Reform Bill Advisories Eric C. Cohen, Christopher B. Ferenc
August 31, 2011	Newly Amended Vacant Building Ordinance Imposes Greater Obligations on Mortgage Lenders Advisories
August 18, 2011	Guidelines from European Regulator Focus on High Frequency and Algorithmic Trading Obligations Advisories
August 3, 2011	SEC Adopts Large Trader Reporting Rule Advisories
July 28, 2011	Summary and Analysis of Dodd-Frank Rules for Investment Advisers Advisories
July 21, 2011	Supreme Court Limits Liability of Mutual Fund Advisor for Fund Prospectus Misstatements Advisories
July 11, 2011	Significant Changes Announced to the Hart Scott Rodino Premerger Notification Program Advisories
June 28, 2011	SEC Extends Compliance Date for Certain Requirements of the Market Access Rule Advisories
June 23, 2011	SEC Adopts Rules Implementing Core Provisions of Dodd-Frank That Apply to Investment Advisers Advisories
June 20, 2011	CFTC, SEC Provide Dodd-Frank Relief for Effective Date Concerns Advisories
June 15, 2011	U.S. Department of Commerce Proposes Drastic Policy Change in Handling Antidumping Administrative Reviews of Non-Market Economy Countries, Including China Advisories
June 15, 2011	U.S. Supreme Court Issues a Trio of Patent Opinions Advisories
June 10, 2011	Extension and New Guidance for the Voluntary Disclosure Initiative for Undisclosed Foreign Assets Advisories
June 9, 2011	Supreme Court Holds That Proof of Loss Causation Not Required at Class Certification Advisories, Firm News
June 2, 2011	SEC Adopts Final Rules for Whistleblower Program under Dodd-Frank Act Advisories
April 25, 2011	Federal Government Looks to Expand C-TPAT Participation and Benefits Advisories
April 18, 2011	Bribery Act 2010: Statutory Guidance Finally Issued Advisories
April 14, 2011	SEC Expected to Consider Extending Adviser Registration and Deregistration Deadlines Advisories
April 12, 2011	Government Issues Eagerly Awaited Proposed ACO Regulations Advisories
April 8, 2011	USPTO Issues Final Rules to Implement Prioritized Examination Track (Track I) Advisories
April 5, 2011	Many States Begin Falling in Line Regarding Tax Exclusion for Providing Health Benefits to Older Children Advisories
March 14, 2011	IRS Clarifies 403(b) Plan Termination Process Advisories
March 11, 2011	Consumer Product Safety Information Database Officially Launches; Have You Registered Your Company with the CPSC? Advisories
March 9, 2011	Antidumping Duty Order on Japanese Ball Bearings to Sunset, Determines the U.S. International Trade Commission Advisories
March 7, 2011	Fund Managers with Signature Authority over Foreign Bank and Security Accounts Will Need to File an FBAR This Year Advisories
February 24, 2011	SEC Issues Proposed Rules Requiring Registration of Municipal Advisors Advisories
February 22, 2011	CFTC Proposes Substantial Amendments to Speculative Position Limits Advisories
February 22, 2011	TOUSA Fraudulent Transfer Decision Reversed by District Court Advisories
February 14, 2011	IRS Announces the Second Voluntary Disclosure Initiative for Undisclosed Foreign Financial Accounts Advisories
February 2011	London Update: UK Financial Services Regulatory Developments (February 2011) Advisories
February 1, 2011	“Made in the USA”* (*Unless Sold in California): The Kwikset Decision and Its Implications on U.S.-marked Goods Advisories
January 31, 2011	SEC Adopts Final Say-on-Pay Voting Rules Advisories
January 18, 2011	Comments Due January 24 on SEC's Proposals to Implement $100 Million Asset Threshold, Other Dodd-Frank Changes for Investment Advisers Advisories
January 18, 2011	Comments Due January 24 on SEC’s Proposed Exemptions from Investment Adviser Registration Mandated by Dodd-Frank Advisories
January 6, 2011	SEC Extends Compliance Date for Certain Advisers to Provide Clients with Brochure Supplements Advisories
December 17, 2010	CFTC and SEC Propose Definitional Tests for Swap Dealers and Major Swap Participants Advisories
December 17, 2010	House Votes 277-148 to Approve Senate Tax Cut Extension Bill Advisories
December 16, 2010	IRS Attacks “Barrier Options” and Treats Optionholder as Owning the Underlying Securities Advisories
November 2010	2010 Year-End Estate Planning Advisory Advisories
November 16, 2010	SEC Adopts New Rule Concerning Risk Management Controls for Broker-Dealers with Market Access Advisories
November 10, 2010	DOJ Announces New Money Laundering and Bank Integrity Unit and “Meaningful Credit” for Cooperation Advisories
November 9, 2010	Remuneration in the Financial Services Industry: Implementation of Restrictions Advisories
November 8, 2010	U.S. Attorney for Southern District of New York Warns of Looming Crackdown on Insider Trading Advisories
November 5, 2010	FINRA Provides Guidance on Broker-Dealer Funding and Liquidity Risk Management Practices Advisories
October 20, 2010	EU Council of Ministers Reaches Agreement on AIFM Directive Advisories
October 14, 2010	Important Changes to New York Not-For-Profit Corporation Law Advisories
September 2010	London Update: UK Financial Services Regulatory Developments (September 2010) Advisories
October 6, 2010	CFTC Adopts Interim Final Swap Reporting Rule Advisories
September 30, 2010	Clawback of Fraudulent Transfers from Investors—“Good Faith” Defense Update Advisories
September 29, 2010	U.S. Customs and Border Protection Withdraws Its Proposal to End the “First Sale” Rule Advisories
September 28, 2010	Alternative Investment Firms Should Prepare for Restrictions on Remuneration Advisories
September 21, 2010	2010 Estate Tax Planning Strategies—Once-in-a-Lifetime Opportunities vs. Potential Traps for the Unwary Advisories
August 26, 2010	SEC Adopts Final Rules to Enhance Shareholder Access to Companies’ Proxy Materials Advisories
August 25, 2010	SEC Adopts Amendments That Overhaul Form ADV Part 2 Advisories
August 24, 2010	2010 Revisions to New York Power of Attorney Statute Take Effect September 12 Advisories
August 2010	London Update: UK Financial Services Regulatory Developments (August 2010) Advisories
August 11, 2010	New York Employers May Not Recover Overpayments or Advances by Deductions from Paychecks Advisories
August 9, 2010	LSTA Publishes Revised Documents Effective August 6, 2010 Advisories
August 4, 2010	Wall Street Transparency and Accountability Act of 2010 Introduces Extended Period of Regulatory Uncertainty Advisories
July 2010	London Update: UK Financial Services Regulatory Developments (July 2010) Advisories
July 29, 2010	Financial Reform Bill Reshapes Investment Adviser Regulation Advisories
July 21, 2010	Experts Predict Passage of the Foreign Manufacturers Legal Accountability Act of 2010: What Does This Law Mean to U.S. Importers and Exporters? Advisories
July 19, 2010	The Dodd-Frank Consumer Finance Act: What You Need to Know Advisories
July 19, 2010	New Regulations Issued Regarding Patient’s Bill of Rights Advisories
July 6, 2010	Dodd-Frank Wall Street Reform and Consumer Protection Act Corporate Governance and Disclosure Provisions Advisories
June 28, 2010	Supreme Court Decides Bilski Advisories
June 16, 2010	CFTC Issues Advisory Regarding Offer and Sale of Foreign Security Futures Products to U.S. Persons Advisories
June 11, 2010	Montz v. Pilgrim Films & Television, Inc., et al.: Ninth Circuit Distinguishes Grosso v. Miramax Film Corp. and Holds That Certain Claims for Breach of Implied Contract and Confidence Are Preempted by Federal Copyright Law Advisories
June 10, 2010	SEC Proposes Major Initiative to Build a Consolidated Audit Trail for Equities and Options Advisories
June 8, 2010	Health Care Reform Provides Tax Credit for Small Employers Advisories
June 3, 2010	Senate Financial Reform Bill Would Impose Additional Corporate Governance and Disclosure Requirements Advisories
May 28, 2010	Profit Participation Practices Should Be Reviewed in Light of Recent Ladd Decision Advisories
May 27, 2010	Senate Passes Financial Regulation Bill Requiring SEC Registration for Hedge Fund Managers with $100 Million or More under Management Advisories
May 27, 2010	Consumer Product Manufacturers and Importers: Is Your Company Developing a Reasonable Testing Program For Assuring Product Safety? Advisories
May 27, 2010	Financial Services Regulatory Reform Legislation Moves Forward Advisories
May 21, 2010	Hedge Fund Standards Board—Recent Developments Advisories
May 20, 2010	New Circuit Breaker Proposed for Individual Stocks Advisories
May 20, 2010	HHS Issues Guidance on Risk Analysis Required by HIPAA Security Rules Advisories
May 17, 2010	The American Power Act - U.S. Senate Climate and Energy Bill Released Advisories
May 17, 2010	On the Road to Recovery: “At-the-Market” Offerings in an Improving but Volatile Market Advisories
May 10, 2010	U.S. Sentencing Commission Sends Congress New Requirements for an Effective Compliance and Ethics Program Advisories
May 4, 2010	“.co” Extension Now Available for Global Use Advisories
May 2010	London Update: UK Financial Services Regulatory Developments (May 2010) Advisories
April 1, 2010	The U.S. Department of Commerce Wants Your Input on How Antidumping and Countervailing Duties Should Be Assessed Advisories
April 1, 2010	Employment Law Update Advisories
March 29, 2010	The Impact of Philadelphia Newspapers on Chapter 11 Asset Sales Advisories
March 26, 2010	SEC Staff Conducting Broad Analysis of Derivative Use by Registered Funds: Certain ETF Applications Are Temporarily Placed on Hold Until Study Is Concluded Advisories
March 24, 2010	HIRE Act Affects Foreign Trusts and Imposes Additional Requirements on U.S. Persons with Foreign Accounts Advisories
March 24, 2010	New HIRE Act Will Impact Foreign Investment Vehicles Advisories
March 23, 2010	Federal Circuit Confirms That Written Description and Enablement Are Separate Requirements under Section 112 Advisories
March 23, 2010	Employment Law Alert – HIRE Act Tax Benefits for Employers/New Hire Reporting Advisories
March 22, 2010	Supreme Court Rules Against Provena Advisories
March 17, 2010	Lehman Brothers Debtors File Joint Plan Advisories
March 16, 2010	Use Your Existing ESOP to Increase Bank Capital Advisories
March 15, 2010	Extended COBRA Coverage and Premium Subsidy for New York Employees Advisories
March 12, 2010	Reminder: Form D Updates May Be Required Advisories
March 2010	London Update: UK Financial Services Regulatory Developments (March 2010) Advisories
March 10, 2010	Employment Law Alert – Properly and Promptly Responding to Wage Deduction Orders Under Illinois Law Advisories
March 5, 2010	SEC Adopts New Short Sale Price Test Rules Advisories
March 5, 2010	Treasury, IRS Issue Proposed Regulations and Guidance Addressing FBAR Reporting Requirements for Retirement Plans Advisories
March 4, 2010	New FBAR Guidance and Proposed Regulations Issued Advisories
March 2, 2010	Employment Law Update Advisories
February 26, 2010	SEC Adopts New Short Sale Price Test Advisories
February 23, 2010	Employment Law Update Advisories
February 11, 2010	Preparing Your Form 10-K? Here Are Some Action Items to Comply with New SEC Climate Change Disclosure Guidance Advisories
February 2010	London Update: UK Financial Services Regulatory Developments (February 2010) Advisories
February 3, 2010	UK Bribery Act 2010 Advisories
February 2, 2010	U.S. Government Acts Quickly to Help Haiti with Tax Benefits for Donors Advisories
February 1, 2010	Important Changes to the Hart-Scott-Rodino Filing Thresholds Effective February 22 Advisories
January 29, 2010	SEC Proposes New Market Access Rule and Approves Modifications to the Sponsored Access Rule of the Nasdaq Stock Market Advisories
January 28, 2010	Proxy Vote Processing Issues: Over-Voting and Empty Voting Advisories
January 27, 2010	CFTC Proposes Position Limits and Exemptions for Certain Energy Contracts Advisories
January 25, 2010	SEC Publishes Equity Market Structure Concept Release with Focus on High Frequency Trading, Co-Location, Market Data Latencies and Undisplayed Liquidity Advisories
January 21, 2010	Communicating with Retail Shareholders: How Much Can an Issuer Say Outside the Proxy Materials? Advisories
January 19, 2010	UCITS III to UCITS IV: A New Era Advisories
January 12, 2010	Alerts for Shareholder Voting in 2010: Elimination of NYSE Broker Discretionary Voting in Uncontested Director Elections and Updates to RiskMetrics’ U.S. Policies Now Effective Advisories
January 11, 2010 (updated June 2010)	SEC Adopts Custody Rule Changes for Investment Advisers Advisories
January 8, 2010	EPA Proposes National Priorities for Enforcement and Compliance Assurance Advisories
January 7, 2010	COBRA Subsidy Extended—Employer Action Required Advisories
January 7, 2010	Hooray, There's No Estate Tax: Now What Do I Do? Advisories
January 7, 2010	SEC Adopts Enhanced Executive Compensation and Governance Disclosure Rules Advisories
January 4, 2010	Frequently Asked Questions Regarding the SEC’s NOBO-OBO Rules and Companies’ Ability to Communicate with Retail Shareholders Advisories
December 23, 2009	Possible One-Year Elimination of Estate and Generation-Skipping Transfer Tax in 2010: Going, Going, Gone? Advisories
December 23, 2009	Consumer Product Safety Commission Issues Enforcement Policy on Component Testing and Certification of Children’s Products; Acts on Testing and Certification Stays Advisories
December 22, 2009	Plan Sponsor Year-End Alert: IRS Extends Some, But Not All, Year-End Amendment Deadlines Advisories
December 2009	2009 Year-End Intellectual Property Issues Advisory Advisories
December 2009	London Update: UK Financial Services Regulatory Developments (December 2009) Advisories
December 2009	2009 Year-End Estate Planning Advisory Advisories
November 19, 2009	SEC Proposes Rules and Amendments Regarding Regulation of Non-Public Trading Interest (“Dark Pools”) Advisories
November 18, 2008	Obama Administration Establishes Federal Task Force to Combat Financial Fraud Advisories
November 17, 2009	DOJ Announces Enhanced Enforcement of Foreign Corrupt Practices Act in Pharmaceutical Industry Advisories
November 2009	London Update: UK Financial Services Regulatory Developments (November 2009) Advisories
October 26, 2009	Insider Trading: A Primer Advisories
October 22, 2009	U.S. Customs and Border Protection Proposes Guidance on Sampling Methods for Audits and Prior Disclosures, Offsetting Overpayments in Audits Advisories
October 2009	London Update: UK Financial Services Regulatory Developments (October 2009) Advisories
October 8, 2009	UK Companies Act 2006—Changes to Constitutional Documentation of UK Companies Advisories
September 28, 2009	Illinois Passes State QTIP Legislation—Does Your Estate Plan Need to Be Updated to Take Advantage? Advisories
September 24, 2009	IRS Memorandum Finds Loans to U.S. Borrowers by Foreign Lender with U.S. Agent Are Subject to U.S. Taxation Advisories
September 23, 2009	Summary Prospectus May Be Used to Satisfy “Prospectus Delivery” Requirements of Section 404(c) of ERISA Advisories
September 22, 2009	IRS and Treasury Issue Guidance for Modification of Securitized Commercial Mortgages Advisories
September 21, 2009	IRS Announces One-Time Extension for Voluntary Disclosure Advisories
September 2009	London Update: UK Financial Services Regulatory Developments (September 2009) Advisories
September 11, 2009	Obama’s Pick for Top DOJ Environment Post Appears Headed for Confirmation Advisories
August 31, 2009	HHS Issues Security Breach Notice Rule Advisories
August 31, 2009	SEC Issues Important New Reg SHO FAQs Concerning “Long” and “Short” Order Marking and Locates for Foreign Broker-Dealers Advisories
August 28, 2009	GGP Opinion Leaves Unanswered Questions Advisories
August 27, 2009	Consumer Product Safety Commission Publishes Final Rule Excluding Certain Materials from Lead Testing and Certification Requirements Advisories
August 27, 2009	Power of Attorney Law Changes in New York on September 1, 2009 Advisories
August 25, 2009	Thinking about Moving to the Cloud? Be Careful Not to Lose Your Head (or Data) Advisories
August 2009	London Update: UK Financial Services Regulatory Developments (August 2009) Advisories
August 18, 2009	SEC Reopens Comment Period for Short Sale Price Test and Proposes “Alternative Uptick Rule” Advisories
August 13, 2009	Treasury Proposes Legislation Overhauling Regulation of Over-the-Counter Derivatives Advisories
August 13, 2009	SEC Adopts Aggressive Approach to FCPA Violations Advisories
August 12, 2009	NPDB Renders Opinion on Standard for Required Data Bank Reports Advisories
August 12, 2009	IRS Extends FBAR Filing Date Advisories
August 8, 2009	SEC Enforcement Director Robert Khuzami Announces Revamping of Enforcement Program Advisories
August 5, 2009	Effects of the Cuban Decision on the Misappropriation Theory of Insider Trading Advisories
August 4, 2009	Destiny v. Citigroup—What It Means for Lenders Advisories
July 30, 2009	SEC Makes Short Selling Rule Permanent and Plans to Increase Short Sale Transparency Advisories
July 28, 2009	Changes to New York Powers of Attorney Effective September 1 Advisories
July 23, 2009	Illinois Adopts New Medical Staff Summary Suspension Standard Advisories
July 21, 2009	DOJ Continues to Expand Scope of FCPA Advisories
July 21, 2009	Consumer Product Safety Commission Issues Statement of Policy Concerning the Tracking Label Requirements of the CPSIA Advisories
July 16, 2009	Administration Bill Would Require Managers of Hedge and Other Private Funds to Register as Investment Advisers Advisories
July 13, 2009	U.S. Treasury Names Asset Managers and Launches Legacy Securities Program Advisories
July 10, 2009	Deadline Established to Assert Claims Against Lehman Brothers Advisories
July 7, 2009	Automatic Enrollment—Final Regulations Further Explain the Acronyms Advisories
June 25, 2009	IRS Will Allow Taxpayers to File the Report of Foreign Bank and Financial Accounts (FBAR) until September 23, without Penalties Advisories
June 24, 2009	SEC’s Proposed Amendments to Custody Rule Would Require Surprise Exams and Internal Control Reports Advisories
June 19, 2009	Treasury Releases Rule on TARP Executive Compensation and Corporate Governance Advisories
June 18, 2009	SEC Publishes Proposed Rule Facilitating Shareholder Director Nominations Advisories
June 17, 2009	Novel Action Raises Questions in Delaware on Stockholder Power to Directly Remove Officers Advisories
June 16, 2009	U.S. Investors in Offshore Hedge Funds Should File the Report of Foreign Bank and Financial Accounts (FBAR) Advisories
June 11, 2009	Treasury Department and SEC Move Forward on Executive Compensation Reform Advisories
June 10, 2009	IRS Temporarily Relaxes FBAR Filing Requirements for Non-U.S. Persons Advisories
June 3, 2009	Recently Proposed New York Life Settlement Regulation May Have a Significant Impact Upon Those Conducting Business in the State Advisories
June 3, 2009	The GGP Case—What It Means for Lenders Advisories
June 2, 2009	FSA Proposes Extension of Disclosure Requirements for UK Financial Sector Net Advisories
May 20, 2009	Federal Reserve Adds Legacy CMBS to TALF Advisories
May 15, 2009	U.S. Treasury Proposes Regulatory Framework for OTC Derivatives Advisories
May 2009	London Update: UK Financial Services Regulatory Developments (May 2009) Advisories
May 12, 2009	“FBAR” Filings Disclosing Foreign Accounts Due June 30 Advisories
May 6, 2009	European Commission Announces Proposed Alternative Investment Fund Managers Directive Advisories
May 4, 2009	Expansion of TALF to Newly Issued CMBS Creates Opportunities for TALF Investors, Commercial Mortgage Lenders and Property Owners Advisories
April 30, 2009	SEC Proxy Access Proposals Expected in May Advisories
April 21, 2009	Industry Study Fails to Consider Impact of Government Incentives on Green Building Cost-Benefit Analysis Advisories
April 16, 2009	TARP Capital Purchase Program Expanded to Include Mutual Holding Companies Advisories
April 9, 2009	SEC Votes to Seek Comment on Five Alternative Short Sale Rule Proposals Advisories
April 2009	London Update: UK Financial Services Regulatory Developments (April 2009) Advisories
March 27, 2009	Delaware Supreme Court Reconfirms That Bad Faith Requires Intentional Dereliction Advisories
March 26, 2009	Treasury Unveils Public-Private Investment Program for Legacy Assets Advisories
March 23, 2009	Federal Circuit Reverses Course on 2007 Patent Rules Advisories
March 23, 2009	Recent Events Affect the Implementation of the Consumer Product Safety Improvement Act Advisories
March 20, 2009	IRS Guidance Addresses Theft Loss Deduction for Investors in Ponzi Schemes Advisories
March 18, 2009	Stimulus Bill Allows Deferral of COD Income Realized from Repurchases of Debt at a Discount Advisories
March 18, 2009	Federal Reserve Launches TALF, Removes Executive Compensation Limits and Revises Terms Advisories
March 17, 2009	Davis v. HSBC Bank Nevada, Best Buy Stores, L.P., et al.: Ninth Circuit Clarifies “Principal Place of Business” Test for National Corporations Seeking Removal Advisories
March 16, 2009	FSA Chief Executive Signals Regulatory Sea Change: Intensive Supervision Advisories
March 2009	London Update: UK Financial Services Regulatory Developments (March 2009) Advisories
March 13, 2009	European Commission Consults on Major Changes to Financial Services Regulation Advisories
March 12, 2009	Proposed Addition of CMBS to TALF May Create Opportunities for Commercial Mortgage Loan Originators, Servicers, Borrowers and Investors Advisories
March 11, 2009	New Advantages for Unions Under the Employee Free Choice Act Advisories
March 10, 2009	Numerous Proposed 2009 Amendments to the Delaware General Corporation Law Reflect Heightened Focus on Governance Issues Advisories
March 4, 2009	Fund Investing Enters the Internet Age: New Fund Prospectus Rules Advisories
March 3, 2009	Treasury’s New Capital Assistance Program to “Stress Test” and Provide Billions to Banks Advisories
February 27, 2009	Quick Action Required for COBRA Administration and Compliance Advisories
February 26, 2009	Stimulus Act Expands Executive Compensation Restrictions for TARP Recipients Advisories
February 20, 2009	Avoiding Charges of Board Risk Assessment Impairment: SEC to Review Bank Boards’ Risk Oversight Advisories
February 18, 2009	Seventh Circuit Rules Decisively for Defendants in a “401(k) Fee” Case Advisories
February 17, 2009	Electronic Filing of Form D and Amendments Becomes Mandatory on March 16 Advisories
February 12, 2009	Federal Reserve and Treasury Provide TALF Pricing, Haircuts and Other Further Revised Terms Advisories
February 10, 2009	Treasury Department Unveils New Financial Stability Plan Advisories
February 10, 2009	CFTC Staff Issues Advisory Regarding Recordkeeping Requirements Advisories
January 27, 2009	Treasury Releases Additional Executive Compensation Guidance for TARP Capital Purchase Program Advisories
January 26, 2009	Passage of HEART Act Impacts Employee Benefit Plans Advisories
January 16, 2009	SEC Approves Credit Default Swap Exemptions Advisories
January 16, 2009	TARP Capital Purchase Program Expanded to Include Qualifying S Corporations Advisories
January 2009	London Update: UK Financial Services Regulatory Developments (January 2009) Advisories
January 7, 2009	Making the Most of a Difficult Market: Public Offering Structures That Maximize Flexibility and Limit Risk Advisories
January 6, 2009	FSA Proposes to Lift Ban on Short-Selling Advisories
December 23, 2008	Federal Reserve Announces Revised TALF Terms Advisories
December 17, 2008	Katten Forms Madoff Securities Task Force Advisories
December 2008	2008 Year-End Estate Planning Advisory Advisories
December 1, 2008	Federal Reserve Supports Consumer ABS Issuance by Creating Term Asset-Backed Securities Loan Facility (TALF) Advisories
November 2008	London Update: UK Financial Services Regulatory Developments (November 2008) Advisories
November 25, 2008	New Illinois and Federal Laws Mandate Continuing Medical Coverage for Older Dependents Advisories
November 25, 2008	U.S. Customs and Border Protection Publishes Interim Final Rule on Importer Security Filing and Additional Carrier Requirements (“10+2 Rule”) Advisories
November 18, 2008	Privately Held Financial Institutions Offered TARP Capital Purchase Program Funds Advisories
November 17, 2008	Lehman Seeks to Establish Expedited Procedures for Assumption, Assignment and Termination of Derivative Contracts Advisories
November 12, 2008	Treasury Secretary Paulson TARP Update Advisories
November 11, 2008	Payment on Grandfathered 457A Deferrals Can Be Extended Through 2017 Advisories
November 10, 2008	Update: Lehman Brothers International (Europe) (in Administration) Advisories
November 7, 2008	OFAC Issues Guidance Regarding Scope of OFAC Compliance Programs Advisories
October 30, 2008	In re Bilski Federal Circuit Decision Impacts Business Method Patents Advisories
October 28, 2008	SEC Adopts Final Short Selling Rules Advisories
October 23, 2008	Reform Act Under Attack? Advisories
October 22, 2008	FSA Amends Short Selling Daily Disclosure Requirement Advisories
October 15, 2008	U.S. Banks and Thrifts Offered Billions of Federal Funds Under Treasury’s Capital Purchase Program Advisories
October 13, 2008	Analysis of the TARP: Challenges and Opportunities for Your Business Advisories
October 13, 2008	Summary of Final Legislation — Emergency Economic Stabilization Act of 2008 (EESA) / Troubled Asset Relief Program (TARP) Advisories
October 13, 2008	U.S. Department of Agriculture Proposes Phased-In Schedule to Enforcement of Revised Lacey Act Declaration Requirements Advisories
October 6, 2008	Congress Passes Legislation Eliminating Offshore Fund Deferrals by Investment Managers Advisories
October 1, 2008	Federal Reserve Makes it Easier to Invest in Banks and Bank Holding Companies Advisories
September 29, 2008	Emergency Economic Stabilization Act of 2008/Troubled Asset Relief Program (TARP) Advisories
September 23, 2008	Short-Selling Rules: International Developments Advisories
September 23, 2008	Analysis of Congressional Response to Treasury's Troubled Asset Relief Program (TARP) Advisories
September 22, 2008	Katten Creates Task Force to Address Treasury’s Distressed Asset Purchase Program Advisories
September 19, 2008	FSA Issues Short Position Rules Advisories
September 2008	Implications of the Lehman Bankruptcy Entities on Multi-Lender Financings Advisories
September 2008	FSA Prohibits Short Positions in Financial Stocks Advisories
September 2008	New Emergency Short Sale Rules Effective September 18, 2008 Advisories
September 2008	Stockholder Meeting Advance Notice Protections—Do They Mean What You Think? Advisories
September 8, 2008	ISDA to Publish Protocol for Fannie, Freddie CDS Advisories
September 2008	London Update: UK Financial Services Regulatory Developments (September 2008) Advisories
August 2008	Section 409A Deferred Compensation Compliance Deadline Rapidly Approaching Advisories
August 2008	SEC Proposal Outlines Duties of Mutual Fund Boards in Monitoring Best Execution Advisories
August 19, 2008	Housing and Economic Recovery Act Advisories
August 2008	FDIC and Treasury Department Guidance May Spur Growth of U.S. Covered Bond Market Advisories
July 2008	London Update: UK Financial Services Regulatory Developments (July 2008) Advisories
August 2008	Second “ComplianceAlert” Cites Common Deficiencies, Effective Practices of Advisers, Funds and Brokers Advisories
July 2008	U.S. Customs and Border Protection Proposes Uniform Rules Governing Country of Origin Determinations Advisories
July 2008	SEC Considers Expansion of the Applicability of Its Recent Short Sale Restrictions Advisories
July 2008	SEC Issues Emergency Order to Limit “Naked” Short Sales in Certain Financial Securities Advisories
July 3, 2008	U.S. District Court in California Permits Resale of CDs Distributed for “Promotional Purposes” Advisories
June 2008	USTR Begins Investigation Regarding Whether to Designate Vietnam as a GSP Beneficiary Developing Country Advisories
June 2008	New Expatriation Legislation Passed Unanimously by Congress and Signed by President Advisories
June 2008	MetLife v. Glenn: Supreme Court Cautions on Conflicted Fiduciaries Deciding Claims Advisories
June 2008	Treatment of Customers and Financial Counterparties in Stockbroker Liquidations Under SIPA and the Bankruptcy Code Advisories
May 2008	London Update: UK Financial Services Regulatory Developments (May 2008) Advisories
May 8, 2008	Kadlec Decision Reversed Advisories
April 2008	USPTO Initiates First Action Interview Pilot Program Advisories
April 15, 2008	Open Ended Real Estate Funds Advisories
April 2008	London Update: UK Financial Services Regulatory Developments (April 2008) Advisories
April 14, 2008	SEC Focuses on Advisers’ Controls Over Valuation Advisories
March 24, 2008	SEC Proposes New Rules to Streamline ETF Formation Advisories
March 2008	London Update: UK Financial Services Regulatory Developments (March 2008) Advisories
February 2008	Supreme Court Clarifies Individual Participant’s Right to Seek Relief for Fiduciary Breach Under ERISA Advisories
February 2008	London Update: UK Financial Services Regulatory Developments (February 2008) Advisories
February 2008	Opportunities: Cloud Over Economy Creates Estate Planning Silver Lining Advisories
January 2008	U.S. Customs and Border Protection Proposes Change in “First Sale” Rule Advisories
January 2008	U.S. Customs and Border Protection Issues Notice of Proposed Rulemaking on “10+2” Importer Security Filing and Additional Carrier Requirements Advisories
December 2007	London Update: UK Financial Services Regulatory Developments (December 2007) Advisories
December 2007	2007 Year-End Estate Planning Review Advisories
November 2007	Illinois Appellate Court Upholds $8 Million Negligent Credentialing Verdict for Hospital's Failure to Follow Credentialing Criteria Advisories
November 2007	The Joint Commission Has Spoken on MS.1.20 — Now What? Advisories
November 2007	London Update: UK Financial Services Regulatory Developments (November 2007) Advisories
November 2007	Section 409A Deadlines Extended Through December 31, 2008 Advisories
September/October 2007	London Update: UK Financial Services Regulatory Developments (September/October 2007) Advisories
October 2007	Client Briefing: MiFID Demystified: An Introduction to the EU Markets in Financial Instruments Directive (MiFID) Advisories
September 28, 2007	Federal Court in Texas Denies Ford Motor Company’s Motion to Dismiss in $42 Million Customs Recordkeeping Lawsuit Advisories
September 2007	Client Briefing: Changes to UK Companies Law as of 1 October 2007 Advisories
August 2007	London Update: UK Financial Services Regulatory Developments (August 2007) Advisories
July 13, 2007	CMS Goes After Self-Referral with a Focus on Diagnostic Tests Advisories
July 12, 2007	Conditional Release Period for FDA-Regulated Products Advisories
July 2007	London Update: UK Financial Services Regulatory Developments (July 2007) Advisories
June 2007	London Update: UK Financial Services Regulatory Developments (June 2007) Advisories
May 25, 2007	Importers and Exporters May Obtain Confidential Treatment for Certain Manifest Information Advisories
May 15, 2007	Bush Administration and Democrats Reach Bipartisan Accord on Free Trade Agreements and May Extend Trade Promotion Authority Advisories
May 2007	Supreme Court Reasserts Its Authority over Patents in KSR Case Advisories
May 2007	London Update: UK Financial Services Regulatory Developments (May 2007) Advisories
April 20, 2007	IRS Issues Final Regulations on Section 409A Advisories
April 2007	London Update: UK Financial Services Regulatory Developments (April 2007) Advisories
April 3, 2007	President Signs Notice of Intention to Enter Into Free Trade Agreement with South Korea and U.S. Department of Commerce Imposes New Sanctions Against Imports of Chinese Products Advisories
March 2007	London Update: UK Financial Services Regulatory Developments (March 2007) Advisories
February 28, 2007	Time Running Out for Pre-6/1/2006 Limited Liability Entities to Complete New York Publication and Filing Requirement Advisories
February 2007	London Update: UK Financial Services Regulatory Developments (February 2007) Advisories
February 2007	Client Briefing: The EU Markets in Financial Instruments Directive (MiFID) (February 2007) Advisories
January 2007	SEC Announces Modification of Executive Compensation Rules Advisories
January 2007	SEC Proposes Regulation R to Implement Bank Broker Provisions of Gramm-Leach-Bliley Act Advisories
January 18, 2007	Customs Announces 17-Day Grace Period for Implementation of 2007 HTSUS Advisories
January 2007	London Update: UK Financial Services Regulatory Developments (January 2007) Advisories
December 28, 2006	Department of Labor Provides Relief from Diversification Notice Requirements for Plans with Existing Diversification Options Advisories
December 2006	IRS Issues Guidance and Model Notice for Diversification Requirements Applicable to Defined Contribution Plans That Hold Publicly Traded Employer Securities Advisories
December 12, 2006	Bipartisan Efforts Result in Last Minute Passage of GSP and Other Trade Measures Advisories
December 2006	London Update: UK Financial Services Regulatory Developments (December 2006) Advisories
December 2006	2006 Year End Estate Planning Review Advisories
November 16, 2006	Tensions Mount as Deadline Approaches for Tariff Changes Advisories
November 13, 2006	London Update: UK Financial Services Regulatory Developments (November 2006) Advisories
November 2006	Pension Protection Act Affects Qualified Defined Contribution and Defined Benefit Plans Advisories
October 2006	Labor Board Clarifies Definition of “Supervisors” Unable To Unionize Advisories
October 2006	Pension Protection Act of 2006 Impacts Retirement Plan Corrections Advisories
October 2006	Newly Filed Class Action Lawsuits Give 401(k) Fiduciaries a Reason to Reexamine Expenses Advisories
October 2006	European Financial Services Briefing: The FSA, Hedge Funds and Side Letters—It’s a Matter of Principle (October 2006) Advisories
September 14, 2006	Customs Announces New Office of Trade Advisories
September 2006	The SEC’s New Compensation Disclosure Rules Advisories
September 1, 2006	Customs and Border Protection Issues New C-TPAT Security Criteria for Foreign Manufacturers and Rail Carriers Advisories
August 22, 2006	Pension Protection Act of 2006 Impacts ESOPs Advisories
August 22, 2006	HHS Announces New Federal Stark Law Exceptions and Federal Anti-Kickback Safe Harbors for Sharing Information Technology with Physicians Advisories
August 17, 2006	New Pension Law Changes ERISA Fiduciary Rules and Related Provisions of Tax Code Advisories
July 26, 2006	SEC to Propose Emergency Rules to Deal with Goldstein v. SEC Advisories
July 21, 2006	SEC Soft Dollar Release Impacts Money Managers and Broker-Dealers Advisories
July 17, 2006	SEC Adopts New Rules Allowing Funds to Invest in Other Funds Advisories
July 2006	Antidumping Rule Change Leads to Unexpected Bills for Many Importers Advisories
July 2006	Client Briefing: Soft Commission and Bundled Brokerage: The 2006 UK Financial Services Authority ("FSA") Regime (July 2006) Advisories
June 30, 2006	Hedge Fund Manager Registration Rule Is “Dead” at SEC Advisories
June 28, 2006	“Vacated” Hedge Fund Adviser Registration Rule Still in Effect Advisories
June 2006	Employee Blogging Raises Serious Issues for Employers Advisories
June 6, 2006	Limited Liability Entities in New York Must Meet Amended Publication Requirements or Face Suspension of Authority to do Business in New York Advisories
May 2006	Significant Tariff Changes Scheduled for 2007 Advisories
April 2006	Customs Announces New Mandatory C-TPAT Portal Advisories
March 2006	What's the Point of a Disclaimer? Advisories
February 2006	New Laws Affect Illinois Employers Advisories
February 2006	Customs Compliance Pendulum to Swing Back to Commercial Enforcement Advisories
January 2006	Ford Motor Company Penalty Case to Affect Hundreds of Importers Advisories
December 2005	2005 Year End Estate Planning Review Advisories
November 2005	.EU Internet Domain Name Sunrise Period Begins December 7 Advisories
November 2005	Proposed IRS Regulations Provide Detailed Rules for Deferred Compensation Plans Advisories
October 2005	Katten Muchin Rosenman LLP Obtains Novel No-Action Relief from SEC Staff for Broker-Dealer Advisories
October 2005	The SEC’s Recently Adopted Securities Offering Reform Advisories
October 2005	Medicare Part D - Notice Requirements Advisories
August 2005	Ratings Agency Recommends Adoption of Best Practices by Hospital and Health Systems Advisories
August 2005	Customs and Border Protection Clarifies Expanded Prior Disclosure Benefits Under ISA Program Advisories
July 2005	Department of Homeland Security Announces New Agenda Advisories
July 2005	DOL To Enforce Disclosure of Payments, Gifts and Entertainment Involving Union Officials Advisories
June 2005	CAFC Reverses China Textile Safeguard Injunction Advisories
April 2005	SEC Requires Certain Broker-dealers To Register As Investment Advisers Advisories
April 2005	Amendments To Bankruptcy Code Benefit Commercial Landlords Advisories
April 2005	New Hart-Scott-Rodino Rules Change Premerger Notification Requirements Advisories
April 2005	EU And Canada Propose Retaliatory Duty Advisories
April 2005	Customs Changes C-TPAT Security Criteria Advisories
March 2005	Warning: New Illinois Plant Closing Law Takes Effect Advisories
March 2005	New Internal Revenue Code Provision Tightens Tax Laws Regarding Nonqualified Deferred Compensation Advisories
March 2005	Family Limited Partnerships: Exception To Section 2036 Of Internal Revenue Code Advisories
March 2005	Supreme Court Decision to Affect Management of Corporate Environmental Liabilities Advisories
February 2005	IRS Issues Initial Guidance Interpreting New Law Governing Nonqualified Deferred Compensation Plans Advisories
February 2005	New SEC Inspection Checklist Provides Guidance For Chief Compliance Officers Advisories
February 2005	Hedge Fund Managers Planning To Register As Advisers Have Compliance Obligations Starting This February Advisories
January 2005	Qualified Retirement Plans That Make Force-Out Distributions Must Be Amended Advisories
January 2005	SEC Publishes Re-proposed Regulation NMS Advisories
December 2004	2004 Year End Planning Review Advisories
December 2004	JCAHO “Clarifies” Position On Bylaw Amendments Advisories
December 2004	SEC Releases Final Hedge Fund Adviser Registration Rules Advisories
November 2004	New Definition Of “Dependent” Affects Health Plans And Other Benefits Plans Advisories
November 2004	President Bush Signs New Law Regarding Nonqualified Deferred Compensation Plans Advisories
October 2004	SEC Adopts Hedge Fund Adviser Registration Proposal Advisories
October 2004	Congress Moves Toward Passing New Legislation Regarding Nonqualified Deferred Compensation Plans Advisories
August 2004	SEC Releases Hedge Fund Adviser Registration Proposal Advisories
August 2004	SEC Adopts New Short Sale Rules Advisories
July 2004	New Rules Require Public Companies To File Form 8-K Within Four Business Days Of A Triggering Event Advisories
July 2004	SEC Votes To Propose Investment Advisor Registration For Hedge Fund Managers Advisories
June 2004	New California Law Mandates Online Privacy Policy Advisories
March 2004	CMS Issues Phase II Stark II Regulations Advisories
February 2004	SEC Issues Interpretive Guidance Regarding Management’s Discussion And Analysis Of Financial Condition And Results Of Operations Advisories
February 2004	Unreasonable Delay In Pursuing Claims Puts U.S. Patents At Risk Advisories Timothy J. Vezeau
February 2004	ISS Updates Proxy Voting Policies Effective February 1 Advisories
December 2003	Spam Not Canned, But Marketers Must Comply With New Federal Law, Beginning New Year’s Day Advisories
December 2003	Estate Planning Law Update - Focus 2004 Advisories
December 2003	Advisers Must Have Written Compliance Policies And Procedures Under New SEC Rules Advisories
December 2003	Fincen’s Latest Order Requires A Serious Second Look Advisories
November 2003	IRS Launches Executive Compensation Compliance Initiative Advisories
November 2003	SEC Approves New NASD Rule To Replace Hot Issue Interpretation Advisories
November 2003	SEC Approves NYSE And NASDAQ Corporate Governance Rules Advisories
November 2003	SEC Issues Married Put Interpretation Advisories
November 2003	SEC Proposes New Short Sale Rules Advisories
October 2003	United States To Join Madrid Protocol - Membership Makes New International Trademark Application Mechanism Available Advisories
October 2003	SEC Proposes Rules To Enhance Shareholder Access To Companies' Proxy Materials Advisories
October 2003	Investment Adviser Registration Poses Significant Implications For Hedge Fund Managers Advisories
October 2003	NASD Prohibits Use Of Related Performance Information In Hedge Fund Sales Materials Advisories
October 2003	SEC Issues Release On Custody Rule Amendments For Investment Advisers Advisories
September 2003	Changes In Medicare Provider-based Regulations Create Financial Opportunities--and Risks Advisories
August 2003	Compliance Date For “Do-Not-Call List” Fast Approaching Advisories
August 2003	CFTC Adopts Final Rules Providing Expanded Registration Relief To CPOs And CTAs Advisories
June 2003	IRS Proposes New Tax Treatment For Split-dollar Arrangements Advisories
June 2003	New Law Reduces Taxes On Income, Capital Gains And Dividends Advisories

Katten Named 100 Best Company by Working Mother Magazine for Sixth Consecutive Year

Corporate and Financial Weekly Digest

This weekly newsletter features brief summaries of current legal developments of interest to business and financial services clients.