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Newsletters
Corporate and Financial Weekly Digest - May 25, 2007
May 25, 2007
In this issue of CFWD we discuss:
- Guidance for Compliance with Section 404 of Sarbanes Oxley Approved - SEC Proposes to Modernize Smaller Company Capital – Raising and Disclosure Requirements - Rule Changes Regarding Business Entertainment Proposed - ISE to Provide Members with Information Regarding Public Customer Interest - FinCEN Delays Implementation of Revised Suspicious Activity Reports - UK Crime Agency Publishes First Annual Report - FSA Publishes MiFID Notifications Guide - “Fraud on the Market” Presumption Requires Showing of Loss Causation - NFA Issues Notice Regarding Disclosure of Conflicts of Interest by CPOs and CTAs - Relief Granted to NYMEX in Connection with Clearing Contracts Traded on the DME Trading System
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