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Ross Pazzol focuses his practice on a broad range of financial services matters. He concentrates on, and has significant experience in, the regulation of broker-dealers, futures commission merchants, investment companies and hedge funds, clearing houses and investment advisers. He also has significant experience in all aspects of exchange-traded and over-the-counter derivatives transactions and securities financing and lending arrangements, and assists clients in understanding the documentation issues and regulatory and credit considerations that arise in connection with these transactions. He also represents hedge funds, commodity pools and proprietary trading firms on a wide variety of corporate and regulatory matters, and has advised a number of financial services firms on mergers and acquisitions, private securities offerings and general employment matters.
Mr. Pazzol is a member of the Futures Industry Association Law & Compliance Division and serves on a number of ISDA Working Group committees. Mr. Pazzol began his career in the US Securities and Exchange Commission's Division of Market Regulation.
Mr. Pazzol earned his BS from the University of Illinois, Urbana-Champaign, where he was a member of Phi Beta Kappa. He received his JD from Loyola University of Chicago School of Law, where he served as the articles editor for the Loyola Law Review. He is admitted to practice in Illinois.
News & Publications
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September 7, 2012
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Advisories
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July 10, 2012
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Advisories
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May 10, 2012
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Advisories
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February 15, 2012
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Advisories
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October 31, 2011
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Advisories
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October 5, 2011
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Advisories
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September 12, 2011
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Advisories
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August 18, 2011
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Advisories
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August 3, 2011
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July 28, 2011
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June 28, 2011
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June 23, 2011
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June 20, 2011
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April 14, 2011
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February 24, 2011
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January 18, 2011
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January 18, 2011
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January 6, 2011
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December 17, 2010
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November 16, 2010
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November 5, 2010
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October 6, 2010
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August 4, 2010
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June 10, 2010
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May 27, 2010
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May 20, 2010
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March 17, 2010
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March 5, 2010
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February 26, 2010
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January 29, 2010
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January 25, 2010
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November 19, 2009
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August 31, 2009
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August 18, 2009
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August 13, 2009
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July 30, 2009
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July 10, 2009
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May 15, 2009
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April 2009
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Articles
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April 9, 2009
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January 16, 2009
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October 28, 2008
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September 2008
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September 8, 2008
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August 2008
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August 2008
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July 2008
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July 2008
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June 2008
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December 20, 2007
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Firm News
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Events
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September 12, 2012
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Presented by Katten Muchin Rosenman LLP
New York, New York
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May 24, 2011
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Presented by Women Investment Professionals
Chicago, Illinois
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October 07, 2010
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Presented by the Alternative Investment Management Association
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May 05, 2010
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Presented by Women Investment Professionals
Chicago, Illinois
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March 18, 2010
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New York, New York
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March 10, 2010
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Presented by the CBA Futures & Derivatives Law Committee
Chicago, Illinois
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February 25, 2010
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Chicago, Illinois
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June 25, 2009
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Chicago, Illinois
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April 16, 2009
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Chicago, Illinois
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March 10, 2009
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Presented by the New York City Bar
New York
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Education
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JD, Loyola University Chicago School of Law
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BA, University of Illinois
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