Ross Pazzol

Ross Pazzol

Partner
p / 312.902.5554
f / 312.902.1061
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Ross Pazzol focuses his practice on a broad range of financial services matters. He concentrates on, and has significant experience in, the regulation of broker-dealers, futures commission merchants, investment companies and hedge funds, clearing houses and investment advisers. He also has significant experience in all aspects of exchange-traded and over-the-counter derivatives transactions and securities financing and lending arrangements, and assists clients in understanding the documentation issues and regulatory and credit considerations that arise in connection with these transactions. He also represents hedge funds, commodity pools and proprietary trading firms on a wide variety of corporate and regulatory matters, and has advised a number of financial services firms on mergers and acquisitions, private securities offerings and general employment matters.

Mr. Pazzol is a member of the Futures Industry Association Law & Compliance Division and serves on a number of ISDA Working Group committees. Mr. Pazzol began his career in the US Securities and Exchange Commission's Division of Market Regulation.

Mr. Pazzol earned his BS from the University of Illinois, Urbana-Champaign, where he was a member of Phi Beta Kappa. He received his JD from Loyola University of Chicago School of Law, where he served as the articles editor for the Loyola Law Review. He is admitted to practice in Illinois.

News & Publications

September 7, 2012
Advisories
July 10, 2012
Advisories
May 10, 2012
Advisories
February 15, 2012
Advisories
October 31, 2011
Advisories
October 5, 2011
Advisories
September 12, 2011
Advisories
August 18, 2011
Advisories
August 3, 2011
Advisories
July 28, 2011
Advisories
June 28, 2011
Advisories
June 23, 2011
Advisories
June 20, 2011
Advisories
April 14, 2011
Advisories
February 24, 2011
Advisories
January 18, 2011
Advisories
January 18, 2011
Advisories
January 6, 2011
Advisories
December 17, 2010
Advisories
November 16, 2010
Advisories
November 5, 2010
Advisories
October 6, 2010
Advisories
August 4, 2010
Advisories
June 10, 2010
Advisories
May 27, 2010
Advisories
May 20, 2010
Advisories
March 17, 2010
Advisories
March 5, 2010
Advisories
February 26, 2010
Advisories
January 29, 2010
Advisories
January 25, 2010
Advisories
November 19, 2009
Advisories
August 31, 2009
Advisories
August 18, 2009
Advisories
August 13, 2009
Advisories
July 30, 2009
Advisories
July 10, 2009
Advisories
May 15, 2009
Advisories
April 2009
Articles
April 9, 2009
Advisories
January 16, 2009
Advisories
October 28, 2008
Advisories
September 2008
Advisories
September 8, 2008
Advisories
August 2008
Advisories
August 2008
Advisories
July 2008
Advisories
July 2008
Advisories
June 2008
Advisories
December 20, 2007
Firm News
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Events

September 12, 2012
Presented by Katten Muchin Rosenman LLP
New York, New York
May 24, 2011
Presented by Women Investment Professionals
Chicago, Illinois
October 07, 2010
Presented by the Alternative Investment Management Association
May 05, 2010
Presented by Women Investment Professionals
Chicago, Illinois
March 18, 2010
New York, New York
March 10, 2010
Presented by the CBA Futures & Derivatives Law Committee
Chicago, Illinois
February 25, 2010
Chicago, Illinois
June 25, 2009
Chicago, Illinois
April 16, 2009
Chicago, Illinois
March 10, 2009
Presented by the New York City Bar
New York

Related Practices



Background

Education

  • JD, Loyola University Chicago School of Law
  • BA, University of Illinois

Bar Admissions

  • Illinois