Off the Bench and Back in the Game: What Investors Are Looking for in the New Regulatory Environment

Presented by Katten Muchin Rosenman LLP and Rothstein Kass
Event, Speaking Engagement
October 21, 2009
8:00-10:00 a.m.

Concierge Conference Centers
780 Third Avenue
New York, New York

Katten Muchin Rosenman LLP and Rothstein Kass will co-host "Off the Bench and Back in the Game: What Investors Are Looking for in the New Regulatory Environment" from 8-10 a.m. on Wednesday, October 21, in New York.

Financial Services Partners Marilyn Selby Okoshi and Marybeth Sorady, joined by Rothstein Kass' Andrew De Montille and Jeffrey Kollin, will discuss how to work under increased pressure from proposed regulatory changes; best practices for due diligence, counterparty risk and compliance; and what liquidity and transparency mean today.

Presentation topics will include:
  • Lessons from the Financial Crisis and Madoff
  • Operating Under Increased Regulatory and Investor Scrutiny
  • Developing and Maintaining an Effective Compliance Program
  • The New World of Liquidity, Transparency and Other Investor Demands