New SEC Initiatives Affecting Proprietary Trading

Seminar
February 25, 2010
3:30–4:00 p.m. Registration
4:00–5:30 p.m. Program
Cocktails and hors d’ouevres to follow
Offices of Katten Muchin Rosenman LLP
525 West Monroe Street
Chicago, Illinois

Katten attorneys Janet Angstadt, Timothy Elliott, Ross Pazzol and James D. Van De Graaff will speak as panelists on "New SEC Initiatives Affecting Proprietary Trading" on Thursday, February 25. Katten attorney Lance Zinman will moderate the panel.

Topics of discussion include:
  • SEC market access proposal and Nasdaq’s new sponsored access rule
  • Short sale regulation
  • Dark pool proposals
  • SEC review of high frequency trading

Professionals

Practices