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Frank Zarb concentrates his practice on regulatory matters under the federal securities laws, as well as on corporate finance transactions. He counsels public and private companies, as well as broker-dealers and other financial intermediaries, on regulatory compliance matters that include public disclosure and preparation of periodic reports, compliance with the federal and stock exchange proxy requirements, other matters involving shareholder communications, and on related internal investigations. Mr. Zarb focuses as well on corporate governance matters, including new requirements that are anticipated under financial reform legislation.
In his transactional practice, Mr. Zarb advises on a variety of corporate transactions, including U.S. and cross-border equity and debt finance transactions.
Mr. Zarb has served with the Securities and Exchange Commission, where he held senior positions as special counsel both in the Office of Chief Counsel and in the Office of International Corporate Finance. Prior to joining the Firm, Mr. Zarb was Deputy General Counsel/Chief Securities Counsel for Bristol Myers Squibb Co. in a new position required by the SEC. Prior to joining Bristol Myers, Mr. Zarb was a corporate partner with Morgan, Lewis & Bockius LLP.
Mr. Zarb received his Bachelor of Arts degree from Brown University and his Juris Doctor from the University of Michigan Law School, before clerking with Judge Royce C. Lamberth of the U.S. District Court for the District of Columbia, and Judge Spottswood W. Robinson, III, of the U.S. Court of Appeals for the D.C. Circuit.
News & Publications
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August 26, 2010
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Client Advisories and Bulletins
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July 6, 2010
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Client Advisories and Bulletins
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June 18, 2010
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Firm News
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June 10, 2010
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Articles
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May 17, 2010
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Client Advisories and Bulletins
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March 3, 2010
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Firm News
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February 19, 2010
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Articles
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February 14, 2010
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Articles
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January 28, 2010
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Client Advisories and Bulletins
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January 21, 2010
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Client Advisories and Bulletins
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January 12, 2010
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Client Advisories and Bulletins
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January 7, 2010
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Client Advisories and Bulletins
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January 4, 2010
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Articles
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January 4, 2010
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Client Advisories and Bulletins
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July 13, 2009
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Client Advisories and Bulletins
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June 19, 2009
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Client Advisories and Bulletins
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June 18, 2009
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Client Advisories and Bulletins
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April 30, 2009
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Client Advisories and Bulletins
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April 16, 2009
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Client Advisories and Bulletins
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March 26, 2009
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Client Advisories and Bulletins
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March 18, 2009
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Client Advisories and Bulletins
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March 10, 2009
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Client Advisories and Bulletins
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March 3, 2009
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Client Advisories and Bulletins
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February 26, 2009
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Client Advisories and Bulletins
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February 20, 2009
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Client Advisories and Bulletins
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February 17, 2009
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Client Advisories and Bulletins
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February 12, 2009
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Client Advisories and Bulletins
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February 10, 2009
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Client Advisories and Bulletins
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January 27, 2009
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Client Advisories and Bulletins
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January 16, 2009
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Client Advisories and Bulletins
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January 7, 2009
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Client Advisories and Bulletins
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December 23, 2008
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Client Advisories and Bulletins
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December 4, 2008
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Podcasts
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December 1, 2008
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Client Advisories and Bulletins
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November 18, 2008
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Client Advisories and Bulletins
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November 13, 2008
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Presentations
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November 12, 2008
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Client Advisories and Bulletins
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November 2008
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Articles
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October 15, 2008
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Client Advisories and Bulletins
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October 13, 2008
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Client Advisories and Bulletins
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October 13, 2008
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Client Advisories and Bulletins
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September 29, 2008
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Client Advisories and Bulletins
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September 23, 2008
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Client Advisories and Bulletins
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September 2008
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Client Advisories and Bulletins
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August 27, 2008
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Articles
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March 18, 2008
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Firm News
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March 6, 2008
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Press Releases
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Events
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September 28, 2010
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Presented by the Securities Industry and Financial Markets Association
New York, New York
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August 05, 2010
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Presented by the American Bar Association
San Francisco, California
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July 13, 2010
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Presented by The Shareholder Forum
New York, New York
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July 07, 2010
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Presented by the Society of Corporate Secretaries & Governance Professionals
Chicago, Illinois
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June 23, 2010
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Presented by the Securities Industry and Financial Markets Association
New York, New York
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May 04, 2010
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Presented by the Securities Industry and Financial Markets Association
Palm Desert, California
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Education
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J.D., University of Michigan Law School
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B.A., Brown University
Bar Admissions
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District of Columbia,
1990
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New York,
1989
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