Employee Ownership 100
Katten's ESOP Practice is proud to represent several of America's largest employee-owned companies.
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Corporate
Lawyers in the Katten Muchin Rosenman LLP Corporate Practice have the broad knowledge, diverse skills and seasoned perspective needed to identify and resolve the complex legal and business issues that arise in our clients’ transactions.
Our Practice encompasses mergers, acquisitions and divestitures, public and private debt and equity offerings, institutional lending, securitizations, leveraged leasing, structured finance, start-up and venture capital financing, leveraged buy-outs, joint ventures and other strategic alliances, real estate finance and partnership tender offers and roll-ups.
Lawyers in the Katten Muchin Rosenman LLP Corporate Practice have the broad knowledge, diverse skills and seasoned perspective needed to identify and resolve the complex legal and business issues that arise in our clients’ transactions.
Our Practice encompasses mergers, acquisitions and divestitures, public and private debt and equity offerings, institutional lending, securitizations, leveraged leasing, structured finance, start-up and venture capital financing, leveraged buy-outs, joint ventures and other strategic alliances, real estate finance and partnership tender offers and roll-ups.
Structuring Transactions
We work as a team with our clients and their other business and financial advisors to structure their transactions to meet tax, accounting, and regulatory requirements while satisfying long-term business objectives.
Buying and selling businesses
We represent buyers, sellers, intermediaries and management teams in all manner of mergers and acquisitions. Our lawyers have experience in public tender offers and mergers, private sales, corporate divestitures, leveraged buy-outs and industry consolidations.
Shaping securities offerings and investment funds
We represent issuers, underwriters and others in connection with public and private offerings of equity and debt securities. We counsel publicly-held companies and their investors on Securities and Exchange Commission filings, disclosure and compliance matters. And we advise on the formation, regulation and operation of public and private investment funds (domestic and offshore).
Guiding emerging growth companies
We take pride in our track record in launching and supporting new companies: choosing the best form of entity for the enterprise, addressing governance and management issues and all manner of general corporate and securities matters. We can also help source early stage, venture capital and later stage financing from among our many contacts in the financial community nationwide. We have extensive experience working with growing technology, internet and e-commerce companies, helping them address the challenges of intellectual property protection, licensing and commercial agreements, employee retention and growth financing.
Acting as outside general counsel
We frequently act as general counsel and advisors to companies and their boards of directors, handling both day-to-day matters and significant transactions, assisting with regulatory filings and compliance matters, and preparing and negotiating all manner of contracts. Our corporate lawyers work with clients to access other Firm resources in many areas, including:
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antitrust
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creditors' rights and bankruptcy
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customs and international trade
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employment and labor relations
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employee benefits and executive compensation
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environmental law
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FCC and telecommunications
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franchising, licensing and distribution
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intellectual property - patents, trademarks, copyrights
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litigation
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real estate
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trusts and estates
Clients and industries
We serve Fortune 500 companies and other large multinational corporations, middle-market companies, investment banks and asset managers, emerging growth companies, institutional investors and individual entrepreneurs in industries that include:
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advertising
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apparel, footwear and textiles
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automotive components
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aviation
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banking and consumer finance
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business services
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computer hardware and software
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consumer electronics
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distribution and logistics
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entertainment and media,including sports, movies, video, television, radio, publishing, recorded music and stage productions
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interactive entertainment and new media
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Internet and e-commerce
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financial services, hedge funds, investment companies and advisers, broker-dealers and futures commission merchants
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health care
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insurance and risk management
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investment banking
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manufacturing
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real estate
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hotels and hospitality
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telecommunications
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March 12, 2010
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February 19, 2010
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January 29, 2010
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October 21, 2009
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October 30, 2008
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October 1, 2008
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September 29, 2008
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September 2008
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September 12, 2008
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September 8, 2008
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2008
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June 13, 2008
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March 24, 2008
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February 4, 2008
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December 13, 2007
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September 27, 2007
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September 17, 2007
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July 13, 2007
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June 07, 2010
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Presented by AWA Alexander Watson Associates
Rosemont, Illinois
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May 20, 2010
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Jersey City, New Jersey
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March 21, 2010
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Presented by The M&A Advisor
Palm Beach, Florida
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February 24, 2010
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Presented by Katten Muchin Rosenman LLP, Duff & Phelps and FTI Consulting
Chicago, Illinois
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February 18, 2010
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Presented by the Association for Corporate Growth
New York, New York
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February 12, 2010
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Presented by the Altman Group
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February 11, 2010
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Presented by West LegalEdcenter
Coral Gables, Florida
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February 03, 2010
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New York, New York
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January 28, 2010
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Presented by Buyouts Conferences
Boca Raton, Florida
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January 20, 2010
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Presented by The Chicago Network
Chicago, Illinois
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January 20, 2010
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Presented by Strafford Publications
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January 19, 2010
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Presented by Katten Muchin Rosenman LLP
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December 14, 2009
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Presented by the Practising Law Institute
Chicago, Illinois
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December 02, 2009
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Presented by DealFlow Media
Las Vegas, Nevada
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November 17, 2009
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Presented by the American Bar Association
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November 16, 2009
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Presented by the Practising Law Institute
Chicago
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October 21, 2009
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Chicago, Illinois
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October 13, 2009
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Presented by NYSE Euronext
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September 22, 2009
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Presented by Dana Holding Corporation
Maumee, Ohio
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September 15, 2009
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Presented by the Foundation for Accounting Education
New York
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September 14, 2009
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Presented by the Illinois CPA Society
Chicago
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August 27, 2009
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Presented by Baker Tilly
Chicago
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July 30, 2009
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July 14, 2009
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Presented by Strafford
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June 30, 2009
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Chicago
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June 25, 2009
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Presented by HB Litigation Conferences
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June 24, 2009
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Presented by the Society of Corporate Secretaries and Government Professionals
Coronado, California
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June 11, 2009
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Co-hosted by CBIZ Mahoney Cohen and Houlihan Lokey
New York, New York
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June 07, 2009
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Presented by the Radiology Business Management Association
Orlando
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June 05, 2009
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Presented by the Council of Urban Professionals
New York
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June 02, 2009
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Chicago, Illinois
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May 18, 2009
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Presented by the Practising Law Institute
Chicago
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May 14, 2009
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Presented by the Greeley Company
Las Vegas
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May 07, 2009
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Presented by The Directors Roundtable
Chicago
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May 06, 2009
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Presented by ACG of New Jersey, New York and Connecticut; J.H. Cohn LLP; the DAK Group and Katten
Jersey City
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April 30, 2009
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Presented by the Oklahoma City University Meinders School of Business
Oklahoma City
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April 23, 2009
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Presented by the Illinois Association of Medical Staff Services
Springfield, Illinois
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April 22, 2009
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Presented by The Conference Board
New York
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April 20, 2009
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Presented by the Airfinance Journal
New York
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April 15, 2009
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Presented by Katten Muchin Rosenman LLP and Grant Thornton LLP
New York, New York
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In re DT Industries, Inc.:
Represented engineering-driven designer, manufacturer and integrator of automated production equipment and systems and its subsidiaries in their Chapter 11 bankruptcy cases. The company, formerly listed on NASDAQ, had operations in several states and in Europe.
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AFC Enterprises, Inc.
Katten was engaged as independent counsel to the Audit Committee of AFC Enterprises, Inc., the publicly held parent of Popeyes® Chicken & Biscuits. Our role expanded significantly when the Audit Committee learned that there would need to be a restatement of the company’s financial statements. The Audit Committee engaged Katten to conduct a comprehensive investigation of the company’s accounting practices and the circumstances surrounding the restatement.
We conducted a thorough, efficient investigation that included a review of the company’s accounting policies, internal controls, email communications and other corporate records relating to a three-year period, as well as interviews of corporate principals. Upon completion of the investigation, we concluded that the company had not intentionally misapplied accounting policies or committed fraud or intentional misconduct. We reported these conclusions to the Audit Committee, the Board of Directors, the company’s external auditors and NASDAQ. Thereafter, the company filed its restated financials with an unqualified certification from its external auditors; and NASDAQ—which had de-listed the company pending the completion of the investigation and the filing of restated financials—resumed trading the company’s stock. Since that time, Katten has continued to advise the Audit Committee regarding inter alia: disclosure issues, Securities and Exchange Commission issues, compliance with Section 404 requirements and shareholder litigation, which has now been resolved.
Throughout our representation of AFC Enterprises, Inc.’s Audit Committee, Katten has remained committed to fulfilling its responsibilities to the committee and maximizing shareholder value. As a result, the company was able to resume public trading of its stock, resolve its accounting issues and settle the shareholder litigation in a timely and satisfactory fashion. In turn, the company has been able to focus on its business strategy, divesting itself of certain business units and paying a large dividend to its shareholders ($12.00 per share in June 2005). The company’s stock price, following an initial dip, has recovered.
Katten’s representation of AFC Enterprises, Inc.’s Audit Committee highlights not only the breadth and depth of the firm’s knowledge and experience, but also our ability to serve the business as well as the legal needs of our clients.
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