Contact

  • Practice Chair
    p / 312.902.5696
Highlights
Employee Ownership 100

Katten's ESOP Practice is proud to represent several of America's largest employee-owned companies.

Corporate

Lawyers in the Katten Muchin Rosenman LLP Corporate Practice have the broad knowledge, diverse skills and seasoned perspective needed to identify and resolve the complex legal and business issues that arise in our clients’ transactions.

Our Practice encompasses mergers, acquisitions and divestitures, public and private debt and equity offerings, institutional lending, securitizations, leveraged leasing, structured finance, start-up and venture capital financing, leveraged buy-outs, joint ventures and other strategic alliances, real estate finance and partnership tender offers and roll-ups.

More
Lawyers in the Katten Muchin Rosenman LLP Corporate Practice have the broad knowledge, diverse skills and seasoned perspective needed to identify and resolve the complex legal and business issues that arise in our clients’ transactions.

Our Practice encompasses mergers, acquisitions and divestitures, public and private debt and equity offerings, institutional lending, securitizations, leveraged leasing, structured finance, start-up and venture capital financing, leveraged buy-outs, joint ventures and other strategic alliances, real estate finance and partnership tender offers and roll-ups.

Structuring Transactions

We work as a team with our clients and their other business and financial advisors to structure their transactions to meet tax, accounting, and regulatory requirements while satisfying long-term business objectives. 

Buying and selling businesses 

We represent buyers, sellers, intermediaries and management teams in all manner of mergers and acquisitions.  Our lawyers have experience in public tender offers and mergers, private sales, corporate divestitures, leveraged buy-outs and industry consolidations.

Shaping securities offerings and investment funds

We represent issuers, underwriters and others in connection with public and private offerings of equity and debt securities.  We counsel publicly-held companies and their investors on Securities and Exchange Commission filings, disclosure and compliance matters.  And we advise on the formation, regulation and operation of public and private investment funds (domestic and offshore).

Guiding emerging growth companies

We take pride in our track record in launching and supporting new companies: choosing the best form of entity for the enterprise, addressing governance and management issues and all manner of general corporate and securities matters.  We can also help source early stage, venture capital and later stage financing from among our many contacts in the financial community nationwide.  We have extensive experience working with growing technology, internet and e-commerce companies, helping them address the challenges of intellectual property protection, licensing and commercial agreements, employee retention and growth financing.

Acting as outside general counsel 

We frequently act as general counsel and advisors to companies and their boards of directors, handling both day-to-day matters and significant transactions, assisting with regulatory filings and compliance matters, and preparing and negotiating all manner of contracts.  Our corporate lawyers work with clients to access other Firm resources in many areas, including: 
  • antitrust
  • creditors' rights and bankruptcy
  • customs and international trade
  • employment and labor relations
  • employee benefits and executive compensation
  • environmental law
  • FCC and telecommunications
  • franchising, licensing and distribution
  • intellectual property - patents, trademarks, copyrights
  • litigation
  • real estate
  • trusts and estates

Clients and industries

We serve Fortune 500 companies and other large multinational corporations, middle-market companies, investment banks and asset managers, emerging growth companies, institutional investors and individual entrepreneurs in industries that include:
  • advertising
  • apparel, footwear and textiles
  • automotive components
  • aviation
  • banking and consumer finance
  • business services
  • computer hardware and software
  • consumer electronics
  • distribution and logistics
  • entertainment and media,including sports, movies, video, television, radio, publishing, recorded music and stage productions
  • interactive entertainment and new media
  • Internet and e-commerce
  • financial services, hedge funds, investment companies and advisers, broker-dealers and futures commission merchants
  • health care
  • insurance and risk management
  • investment banking
  • manufacturing
  • real estate
  • hotels and hospitality
  • telecommunications

Professionals

Los Angeles
Associate
New York
Associate
Chicago
Associate
New York
Partner
Chicago
Associate
New York
Counsel
Chicago
Associate
New York
Associate
Charlotte
Partner
Charlotte
Associate
Chicago
Associate
Chicago
Partner
New York
Counsel
New York
Co-Managing Partner
Chicago
Partner
Los Angeles
Partner
Washington, D.C.
Partner
New York
Partner
New York
Counsel
Los Angeles
Partner
Chicago
Partner
Chicago
Partner
Chicago
Partner
Chicago
Partner
Chicago
Associate
New York
Partner
Chicago
Partner
New York
Partner
New York
Partner
Chicago
Partner
Washington, D.C.
Associate
Chicago
Partner
New York
Partner
Chicago
Partner
New York
Associate
Chicago
Partner
Chicago
Associate
Chicago
Associate
Chicago
Partner
Chicago
Partner
Washington, D.C.
Associate
New York
Partner
Charlotte
Staff Attorney
New York
Partner
Chicago
Partner
Chicago
Partner
New York
Counsel
Chicago
Associate
New York
Associate
Chicago
Partner
New York
Partner
Chicago
Associate
New York
Associate
New York
Partner
Chicago
Partner
Chicago
Partner
Chicago
Partner
Washington, D.C.
Partner
Washington, D.C.
Associate
New York
Of Counsel
Los Angeles
Associate
Washington, D.C.
Associate
New York
Counsel
Chicago
Partner
Chicago
Partner
Los Angeles
Associate
Washington, D.C.
Partner
New York
Associate
Chicago
Partner
New York
Associate
Chicago
Partner
New York
Partner
New York
Partner
Chicago
Associate
New York
Partner
Chicago
Associate
Chicago
Partner
Chicago
Associate
New York
Counsel
Chicago
Partner
New York
Partner
Washington, D.C.
Partner
Chicago
Associate
Chicago
Partner
New York
Partner
Chicago
Partner
Chicago
Partner
Chicago
Partner
Los Angeles
Associate
Chicago
Partner
Chicago
Partner
Chicago
Associate
Chicago
Partner
Chicago
Partner
Chicago
Associate
Chicago
Partner
New York
Partner
Charlotte
Of Counsel
Charlotte
Of Counsel
New York
Partner
Chicago
Associate
Chicago
Partner
Chicago
Partner
Chicago
Partner
New York
Associate
New York
Partner
Washington, D.C.
Partner
Chicago
Partner
Chicago
Staff Attorney
Chicago
Partner
Charlotte
Partner
Chicago
Partner
New York
Partner
Washington, D.C.
Partner
March 12, 2010
March 12, 2010
March 4, 2010
March 3, 2010
February 19, 2010
February 14, 2010
January 2010
January 29, 2010
January 29, 2010
January 19, 2010
January 4, 2010
October 21, 2009
September 21, 2009
September 2009
August 12, 2009
August 5, 2009
July 30, 2009
July 2009
July 13, 2009
July 10, 2009
June 30, 2009
June 18, 2009
June 17, 2009
June 16, 2009
June 12, 2009
June 11, 2009
June 10, 2009
June 2, 2009
May 20, 2009
May 7, 2009
May 4, 2009
April 30, 2009
April 16, 2009
March 27, 2009
March 18, 2009
March 18, 2009
March 17, 2009
March 17, 2009
March 12, 2009
March 11, 2009
March 11, 2009
March 10, 2009
March 9, 2009
March 3, 2009
February 26, 2009
February 20, 2009
February 20, 2009
February 17, 2009
February 12, 2009
February 10, 2009
January 27, 2009
January 23, 2009
January 16, 2009
January 7, 2009
December 23, 2008
December 17, 2008
December 4, 2008
December 1, 2008
November 18, 2008
November 17, 2008
November 13, 2008
November 12, 2008
November 2008
October 30, 2008
October 16, 2008
October 15, 2008
October 13, 2008
October 13, 2008
October 1, 2008
September 29, 2008
September 23, 2008
September 23, 2008
September 22, 2008
September 2008
September 12, 2008
September 8, 2008
2008
June 13, 2008
March 24, 2008
February 4, 2008
December 13, 2007
November 8, 2007
October 31, 2007
September 27, 2007
September 17, 2007
August 20, 2007
July 13, 2007
June 21, 2007
June, 20 2007
June 15, 2007
May 31, 2007
May 23, 2007
May 16, 2007
April 27, 2007
April 4, 2007
June 07, 2010
Presented by AWA Alexander Watson Associates
Rosemont, Illinois
May 20, 2010
Jersey City, New Jersey
March 21, 2010
Presented by The M&A Advisor
Palm Beach, Florida
February 24, 2010
Presented by Katten Muchin Rosenman LLP, Duff & Phelps and FTI Consulting
Chicago, Illinois
February 18, 2010
Presented by the Association for Corporate Growth
New York, New York
February 12, 2010
Presented by the Altman Group
February 11, 2010
Presented by West LegalEdcenter
Coral Gables, Florida
February 03, 2010
New York, New York
January 28, 2010
Presented by Buyouts Conferences
Boca Raton, Florida
January 20, 2010
Presented by The Chicago Network
Chicago, Illinois
January 20, 2010
Presented by Strafford Publications
January 19, 2010
Presented by Katten Muchin Rosenman LLP
December 14, 2009
Presented by the Practising Law Institute
Chicago, Illinois
December 02, 2009
Presented by DealFlow Media
Las Vegas, Nevada
November 17, 2009
Presented by the American Bar Association
November 16, 2009
Presented by the Practising Law Institute
Chicago
October 21, 2009
Chicago, Illinois
October 13, 2009
Presented by NYSE Euronext
September 22, 2009
Presented by Dana Holding Corporation
Maumee, Ohio
September 15, 2009
Presented by the Foundation for Accounting Education
New York
September 14, 2009
Presented by the Illinois CPA Society
Chicago
August 27, 2009
Presented by Baker Tilly
Chicago
July 30, 2009
July 14, 2009
Presented by Strafford
June 30, 2009
Chicago
June 25, 2009
Presented by HB Litigation Conferences
June 24, 2009
Presented by the Society of Corporate Secretaries and Government Professionals
Coronado, California
June 11, 2009
Co-hosted by CBIZ Mahoney Cohen and Houlihan Lokey
New York, New York
June 07, 2009
Presented by the Radiology Business Management Association
Orlando
June 05, 2009
Presented by the Council of Urban Professionals
New York
June 02, 2009
Chicago, Illinois
May 18, 2009
Presented by the Practising Law Institute
Chicago
May 14, 2009
Presented by the Greeley Company
Las Vegas
May 07, 2009
Presented by The Directors Roundtable
Chicago
May 06, 2009
Presented by ACG of New Jersey, New York and Connecticut; J.H. Cohn LLP; the DAK Group and Katten
Jersey City
April 30, 2009
Presented by the Oklahoma City University Meinders School of Business
Oklahoma City
April 23, 2009
Presented by the Illinois Association of Medical Staff Services
Springfield, Illinois
April 22, 2009
Presented by The Conference Board
New York
April 20, 2009
Presented by the Airfinance Journal
New York
April 15, 2009
Presented by Katten Muchin Rosenman LLP and Grant Thornton LLP
New York, New York
Matters  / Case Studies
  • In re DT Industries, Inc.: Represented engineering-driven designer, manufacturer and integrator of automated production equipment and systems and its subsidiaries in their Chapter 11 bankruptcy cases. The company, formerly listed on NASDAQ, had operations in several states and in Europe.
Matters /  Case Studies
  • AFC Enterprises, Inc.

    Katten was engaged as independent counsel to the Audit Committee of AFC Enterprises, Inc., the publicly held parent of Popeyes® Chicken & Biscuits. Our role expanded significantly when the Audit Committee learned that there would need to be a restatement of the company’s financial statements. The Audit Committee engaged Katten to conduct a comprehensive investigation of the company’s accounting practices and the circumstances surrounding the restatement.

    We conducted a thorough, efficient investigation that included a review of the company’s accounting policies, internal controls, email communications and other corporate records relating to a three-year period, as well as interviews of corporate principals. Upon completion of the investigation, we concluded that the company had not intentionally misapplied accounting policies or committed fraud or intentional misconduct. We reported these conclusions to the Audit Committee, the Board of Directors, the company’s external auditors and NASDAQ. Thereafter, the company filed its restated financials with an unqualified certification from its external auditors; and NASDAQ—which had de-listed the company pending the completion of the investigation and the filing of restated financials—resumed trading the company’s stock. Since that time, Katten has continued to advise the Audit Committee regarding inter alia: disclosure issues, Securities and Exchange Commission issues, compliance with Section 404 requirements and shareholder litigation, which has now been resolved.

    Throughout our representation of  AFC Enterprises, Inc.’s Audit Committee, Katten has remained committed to fulfilling its responsibilities to the committee and maximizing shareholder value. As a result, the company was able to resume public trading of its stock, resolve its accounting issues and settle the shareholder litigation in a timely and satisfactory fashion. In turn, the company has been able to focus on its business strategy, divesting itself of certain business units and paying a large dividend to its shareholders ($12.00 per share in June 2005). The company’s stock price, following an initial dip, has recovered.

    Katten’s representation of AFC Enterprises, Inc.’s Audit Committee highlights not only the breadth and depth of the firm’s knowledge and experience, but also our ability to serve the business as well as the legal needs of our clients.