Partner Kenneth Rosenzweig will speak on “Soup to Nuts: Jeopardy Version Part 1” at 2:30 p.m. and “Soup to Nuts: Jeopardy Version Part 2” at 4:15 p.m. on Wednesday, May 13. He will speak on “Customer Funds and Bankruptcy: Where is My Money?” at 2:00 pm. on Thursday, May 14.

Partner Gary Distell will speak on “How to Maintain a Compliance Culture in a Declining Profits Environment” at 10:30 a.m. on Friday, May 15.

Topics of the conference include:

• International compliance and regulations
• New account documentation: effective negotiation
• EFP, EFS, EFRs, APOs and BLOCKs: the ABCs of transaction execution
• Mitigating direct market access and other electronic trading risk
• Litigation and enforcement

For more information, click here.