Katten Muchin Rosenman LLP | News & Publications

Displaying 35 results for: Professional

August 24, 2012	80 Katten Attorneys Named to Best Lawyers in America® 2013 Guide Firm News
March 30, 2012	The JOBS Act: Congress Overhauls Laws Governing Capital Raising for Most Issuers and Reporting for New Public Companies Advisories
February 29, 2012	The SEC’s Heightened Scrutiny of Broker-Dealer Municipal Securities Underwriting and Public Entity Sales Practices Advisories
October 31, 2011	MiFID II—How It Affects Proprietary Traders and Algorithmic Traders Advisories
October 5, 2011	SEC and MSRB Withdraw Municipal Advisor Proposals Advisories
September 12, 2011	75 Katten Attorneys Named to Best Lawyers in America® 2012 Guide Firm News
August 18, 2011	Guidelines from European Regulator Focus on High Frequency and Algorithmic Trading Obligations Advisories
August 3, 2011	SEC Adopts Large Trader Reporting Rule Advisories
June 28, 2011	SEC Extends Compliance Date for Certain Requirements of the Market Access Rule Advisories
February 24, 2011	SEC Issues Proposed Rules Requiring Registration of Municipal Advisors Advisories
November 16, 2010	SEC Adopts New Rule Concerning Risk Management Controls for Broker-Dealers with Market Access Advisories
November 5, 2010	FINRA Provides Guidance on Broker-Dealer Funding and Liquidity Risk Management Practices Advisories
August 9, 2010	70 Katten Attorneys Named to Best Lawyers in America 2011 Firm News
June 16, 2010	CFTC Issues Advisory Regarding Offer and Sale of Foreign Security Futures Products to U.S. Persons Advisories
June 10, 2010	SEC Proposes Major Initiative to Build a Consolidated Audit Trail for Equities and Options Advisories
May 20, 2010	New Circuit Breaker Proposed for Individual Stocks Advisories
March 5, 2010	SEC Adopts New Short Sale Price Test Rules Advisories
February 26, 2010	SEC Adopts New Short Sale Price Test Advisories
January 29, 2010	SEC Proposes New Market Access Rule and Approves Modifications to the Sponsored Access Rule of the Nasdaq Stock Market Advisories
January 25, 2010	SEC Publishes Equity Market Structure Concept Release with Focus on High Frequency Trading, Co-Location, Market Data Latencies and Undisplayed Liquidity Advisories
November 19, 2009	SEC Proposes Rules and Amendments Regarding Regulation of Non-Public Trading Interest (“Dark Pools”) Advisories
August 31, 2009	SEC Issues Important New Reg SHO FAQs Concerning “Long” and “Short” Order Marking and Locates for Foreign Broker-Dealers Advisories
August 18, 2009	SEC Reopens Comment Period for Short Sale Price Test and Proposes “Alternative Uptick Rule” Advisories
August 5, 2009	66 Katten Attorneys Named to 2010 List of Best Lawyers in America Firm News
July 30, 2009	SEC Makes Short Selling Rule Permanent and Plans to Increase Short Sale Transparency Advisories
April 9, 2009	SEC Votes to Seek Comment on Five Alternative Short Sale Rule Proposals Advisories
November 7, 2008	OFAC Issues Guidance Regarding Scope of OFAC Compliance Programs Advisories
October 28, 2008	SEC Adopts Final Short Selling Rules Advisories
September 23, 2008	50 Katten Attorneys Named to 2009 List of Best Lawyers in America Firm News
September 2008	New Emergency Short Sale Rules Effective September 18, 2008 Advisories
August 2008	Second “ComplianceAlert” Cites Common Deficiencies, Effective Practices of Advisers, Funds and Brokers Advisories
July 2008	SEC Considers Expansion of the Applicability of Its Recent Short Sale Restrictions Advisories
July 2008	SEC Issues Emergency Order to Limit “Naked” Short Sales in Certain Financial Securities Advisories
January 2007	SEC Proposes Regulation R to Implement Bank Broker Provisions of Gramm-Leach-Bliley Act Advisories
January 21, 2004	Katten Muchin Zavis Rosenman Advises OptionsXpress In Summit Partners Investment Firm News

Katten Named 100 Best Company by Working Mother Magazine for Sixth Consecutive Year

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