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  • SEC Adopts Swaps Business Conduct Rules Different From Comparable CFTC Requirements
  • FCA Researchers Say No Evidence That HFTs Systematically Front Run Based on Information Advantages
  • CME Group Revises Rule and Issues MRAN Related to the Use of Suspense Accounts
  • Broker-Dealer Agrees to Pay FINRA US $750,000 for Allegedly Deficient Customer Reserve Account Calculation Practices
  • CFTC Commissioner Giancarlo Again Stresses Need for Do No Harm Approach to Distributed Ledger Technology Regulation
  • SEC and CFTC Chairpersons Tell the Senate Appropriations Committee: Show Me More Money
  • Totally Irrelevant (But Is It?): RIP Trading Places—The NY Floor Will Be No More