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- Alleged Spoofer, Blamed for Partly Causing Flash Crash, Loses UK Extradition Hearing
- CFTC Fines One Firm for Purported Speculative Limits Violations and an Affiliated Entity for Allegedly Misleading Agency
- Broker-Dealer Challenges FINRA’s Authority to Enforce Original Federal Securities Law
- Two Related Swap Dealers Sanctioned by CFTC for Supposedly Not Fully Complying With Reporting Rules for Physical Commodity Swaps
- UK Prudential Regulator Proposes Local Enhancements to European Regulations Governing Algorithmic Trading
- CME Group Amends Position Limits Aggregation Rules to Conform With Pending CFTC Regulation Change
- Seven Foreign Nationals Charged With Cyber-Attack on 46 US Companies, Mostly in Financial Sector
- ICE Futures U.S. Proposes Revisions to Electronic Trading Access Rules to Better Reflect Actual Market Practices