To read this week's Bridging the Week, click here.

  • SEC to Permit Capital Raising Through Crowdfunding
  • Investment Bank Group Fined US $50 Million by NY State Agency for Actions of Malfeasant Employee
  • SEC Approves FINRA Proposal Requiring Certain TRACE-Eligible Securities to Be Reported as Soon as Practicable
  • More Broker-Dealers Sanctioned for Overcharging Charities and Retirement Accounts for Mutual Funds