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- SEC-Sanctioned Trader Began Alleged Spoofing After Complaining About Spoofing by Others to NYSE
- Government and Defendant Fine-Tune Spoofing Arguments in Advance of Coscia Criminal Trial
- US Supreme Court Declines to Consider Appellate Decision Tossing-Out Todd Newman's Insider Trading Conviction
- Candidate Clinton Calls for High-Frequency Trading Tax and Toughening Volcker Rule
- Broker-Dealer and Affiliated Investment Adviser Sanctioned for Sharing Non-Public Information
- SEC Alleges Investment Advisers' Failure to Disclose Pocketing of Legal Fees Discount Constitutes Conflict of Interest
- ICE Futures U.S. Sanctions Firms for Block Trade and Position Reporting Infractions