To read this week's Bridging the Week, click here:

  • ICE Futures Fined US $3 Million by CFTC for Reporting Errors and Untimely Response to Inquiries
  • CFTC Grants Hong Kong Part 30.10 Status
  • BIS/IOSCO Delays Rollout of Margin Requirements for Uncleared Swaps
  • CFTC Maintains FCM Residual Interest Deadline at 6 PM for Now
  • FINRA Proposes Registration of Broker-Dealers’ Algorithmic Trading Programs’ Principal Developers and Supervisors
  • US and NYS Settle With BNYM Over Alleged FX Price Quality Misrepresentations
  • Shanghai International Energy Exchange Releases Proposed Rules to Govern Overseas Traders
  • FINRA Fines Broker-Dealer for Failing to Act on Red Flags and Prevent Theft by Identity Thief
  • NFA Lightly Slaps FCMs for New Customer Protection Rules Breaches