To read this week's Bridging the Week, click here:
- ICE Futures Fined US $3 Million by CFTC for Reporting Errors and Untimely Response to Inquiries
- CFTC Grants Hong Kong Part 30.10 Status
- BIS/IOSCO Delays Rollout of Margin Requirements for Uncleared Swaps
- CFTC Maintains FCM Residual Interest Deadline at 6 PM for Now
- FINRA Proposes Registration of Broker-Dealers’ Algorithmic Trading Programs’ Principal Developers and Supervisors
- US and NYS Settle With BNYM Over Alleged FX Price Quality Misrepresentations
- Shanghai International Energy Exchange Releases Proposed Rules to Govern Overseas Traders
- FINRA Fines Broker-Dealer for Failing to Act on Red Flags and Prevent Theft by Identity Thief
- NFA Lightly Slaps FCMs for New Customer Protection Rules Breaches