In this issue of CFWD we discuss:
- SEC Releases Final Rules Facilitating Electronic
Shareholder Forums - Proposed Rule Amendments to Establish a Delta
Hedge Exemption - Allocation of Regulatory Responsibilities Among Exchanges
- SEC Approves CBOE Interpretation Terminating CBOT
Members’ Exercise Rights - Banking Agencies Announce New Personnel Appointments
- UK Hedge Fund Working Group Publishes Best Practice Standards
- FSA Commences Criminal Prosecution for Insider Dealing
Seventh Circuit Finds “Strong Inference” of Scienter After
Tellabs Remand - “Tipped” Financial Information From Earnings Reports
Deemed Material
