In this issue of CFWD we discuss:

  • SEC Proposes Additional Relief from Section 404 Compliance Deadline for Non-Accelerated Filers and Newly Public Companies
  • SEC Extends Section 404 Compliance Deadline for Certain Foreign Private Issuers
  • NASDAQ Implements Fees for Members' Required Use of WebCRD
  • NASDAQ Market Makers Acting in the Capacity of Exchange Market Maker Exempt from Trading Activity Fee
  • NASD Proposal to Align NASD Rules with Regulation NMS
  • SEC Chairman Cox Issues Statement Concerning Recent Goldstein Decision
  • Plaintiffs Failed to Identify Factual Allegations that Allegedly Rendered Statements False
  • Dismissal Granted where Plaintiffs Failed to Allege Sufficient Facts to Support Their Misrepresentation Claims