To read Bridging the Week click here:
- CFTC Commissioner Raises Ghost of HanMag Securities to Discuss Clearinghouse Risk Management Issue
- LCH.Clearnet Weighs in on Clearinghouse Issues, Too
- Futures Trader Charged With Stealing Proprietary Trading Code From Former Trading Firm
- UBS Securities Sanctioned by CBOT and NYMEX for Block Trade Errors
- NERA Cost-Benefit Review of CFTC’s Proposed Uncleared Swaps Margin Requirements Suggests Domestic Participants May Be Treated Unfairly
- BIS Says US “Largely Compliant” With International Basel Capital Standards for Banks
- ESMA Seeks Views on AIFMD Asset Segregation Proposal
- FCA Consults on Good Practices for Multilateral Trading Facilities
- IIROC Confirms Part-time CFOs Okay for Member Firms
- NFA Issues Guidance on Annual Affirmation Requirement for Firms Operating as CTAs or CPOs But Exempt or Excluded From Registration