To read Bridging the Week, click here.
This week's issue addresses the following topics:
- CFTC Proposes a Cornucopia of Measures to Avoid Unintended Consequences
- Joint Audit Committee Issues Reminders of Residual Interest Requirements in Advance of November 14 Rollout; Clarifies Limitations on Trading While Undermargined
- Two New CFTC Commissioners Provide Insight Into Priorities at FIA Expo
- Fed Governor Calls for Stress Testing Clearinghouses
- Large Banks Impeded From Getting Larger by New Fed Rule
- CFTC Reminisces Over 2014 Enforcement Highlights
- CFTC Grants Relief to G-IB to Execute and Give-Up Trades to Non-Guarantor FCM
- Six Industry Organizations Urge FSB to Stop Promoting Potential Suspension of Counterparties’ Early Termination Rights in US Bankruptcy Actions
- SEC Fines 13 Firms for Selling Puerto Rico Junk Bonds to Retail Investors in Less Than Minimum Increments
- OTC Derivatives Regulators Self-Assess Progress of Resolving Cross-Border Implementation Issues
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