To read Bridging the Week, click here.
This week's issue addresses the following topics:
- CFTC Staff Authorizes University to Offer Election and Economic Indicator Binary Options Without Registration as an Execution Facility
- Goldman Sachs Receives SEC Approval for New Approach to Satisfy Certain Reg SHO Obligations
- Merrill Lynch Fined US $6 Million by FINRA for Reg SHO Violations and Supervisory Lapses
- CME Brings Over 20 Disciplinary Actions for Incorrectly Identifying Globex Terminal Operators
- Investment Adviser and Senior Officials Charged by SEC with Custody Rule Violations
- Basel Committee Wants Banks to Have More Liquid Assets
- CFTC Staff Says Negative Consent OK in Connection With Certain Segregation Rights Notification Requirements of Swap Dealers for Uncleared Swaps Initial Margin
- CFTC Extends Deadline Related to Single Wire Margin Payments
- European Commission Recognizes Four CCP Regulatory Regimes as Equivalent—Not US