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  • CFTC Re-Proposes Capital Rules for Swap Dealers
  • CME Group Adopts Revised Policies and Procedures Related to Enforcement Proceedings; Maximum Fine to Increase to US $5 Million Per Offense
  • European Commission Amends Capital Requirements for Banks To Allow Client Initial Margin Offset to Clearing Members' Leverage Exposure
  • Inspector General Says CFTC Should Test FCMs' and SDs' Cybersecurity Policies
  • FERC's Enforcement Arm Issues Recommendations on Effective Energy Trading Compliance Practices
  • SEC Argues Exchanges Have No Absolute Immunity in Private Lawsuit Claiming Manipulation To Benefit HFTs
  • FINRA Files Proposed Rule Amendments With SEC Regarding Disruptive Trading and Expedited Proceedings
  • Supplemental Regulation AT Published in Federal Register; Comments Due January 24, 2017